RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• R••••••••• F•••••
- T••••••• C•••••• A•••••••• L••••• asset manager currentsince Oct 17, 2025 · Overland Park, Ks
- T••••••••• I••••••••• P•••••••• L•• formerNov 17, 2016 to Dec 13, 2023 · Mission Hills, Ks
- M•••••• I••••••••• L•• formerJun 21, 2012 to Nov 17, 2016 · Leawood, Ks
- T••••••••• I••••••••• P•••••••• L•• to T••••••• C•••••• A•••••••• L•••••left Dec 13, 2023, registered Oct 17, 2025 (674 days) · channel change inside one enterprise, not a move · moved with a team
- M•••••• I••••••••• L•• to T••••••••• I••••••••• P•••••••• L••left Nov 17, 2016, registered Nov 17, 2016 (0 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address