RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• M•••••• R•••••
- F•••••• independent RIA currentsince Jan 24, 2024 · Medfield, Ma
- U••••• C•••••• F•••••••• A••••••• independent RIAJul 24, 2018 to Nov 3, 2023 · Boston, Ma
- A••••• A•• P••••••• S••••••• BD affiliatedSep 2, 2014 to Jun 18, 2018 · Cambridge, Ma
- T• A••••••••• I••••••••• M••••••••• L•• formerMar 21, 2007 to Jul 31, 2014 · Washington, Dc
- T• A••••••••• I••• formerMar 21, 2007 to Jul 31, 2014 · Washington, Dc
- M••••• S•••••• D• I••• unclassifiedAug 21, 2006 to Jan 8, 2007 · Lutherville, Md
- U••••• C•••••• F•••••••• A••••••• to F••••••left Nov 3, 2023, registered Jan 24, 2024 (82 days) · Affiliated broker-dealer or bank to independent RIA
- A••••• A•• P••••••• S••••••• to U••••• C•••••• F•••••••• A•••••••left Jun 18, 2018, registered Jul 24, 2018 (36 days) · Affiliated broker-dealer or bank to independent RIA
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jul 31, 2014, registered Mar 21, 2007 (-2689 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to A••••• A•• P••••••• S•••••••left Jul 31, 2014, registered Sep 2, 2014 (33 days) · Other
- M••••• S•••••• D• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jan 8, 2007, registered Mar 21, 2007 (72 days) · Other
- C••• M•••••• R••••• left U••••• C•••••• F•••••••• A••••••• for Farther (registered 2024-01-24)Nov 3, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address