DFX Intelligence
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Registered advisor
J•••••• D• R••••
Feed of 09/14/2026
Also filed as Jeff D R••••
At current firm
10 y
since Sep 19, 2016
In the industry
19 y
since Nov 27, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 19, 2016 · Fort Worth, Tx
- O•••• F•• I••• formerJan 22, 2009 to May 14, 2010 · Edmond, Ok
- C••••• A•••••• N••••••• L•• formerSep 21, 2007 to Jan 9, 2009 · Edmond, Ok
Moves
a registration end followed by a registration begin elsewhere
- O•••• F•• I••• to L•• F•••••••• L••left May 14, 2010, registered Sep 19, 2016 (2320 days) · Other
- C••••• A•••••• N••••••• L•• to O•••• F•• I•••left Jan 9, 2009, registered Jan 22, 2009 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address