RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••• M•••• S•••••
- A•• A•••••••• L•• independent RIA currentsince Apr 26, 2023 · Raleigh, Nc
- T•••• A•••••••• L•• formerNov 17, 2015 to Apr 27, 2023 · Raleigh, Nc
- C•••••• G••••••• W••••• M••••••••• L•• formerFeb 17, 2010 to Nov 17, 2015 · Raleigh, Nc
- G•••••••• F••••••••• I•• unclassifiedNov 19, 2009 to Feb 10, 2010 · Raleigh, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 21, 2006 to Dec 22, 2008 · Chapel Hill, Nc
- T•••• A•••••••• L•• to A•• A•••••••• L••left Apr 27, 2023, registered Apr 26, 2023 (-1 days) · Affiliated broker-dealer or bank to a newly registered adviser
- C•••••• G••••••• W••••• M••••••••• L•• to T•••• A•••••••• L••left Nov 17, 2015, registered Nov 17, 2015 (0 days) · Other · moved with a team
- G•••••••• F••••••••• I•• to C•••••• G••••••• W••••• M••••••••• L••left Feb 10, 2010, registered Feb 17, 2010 (7 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to G•••••••• F••••••••• I••left Dec 22, 2008, registered Nov 19, 2009 (332 days) · Other
- N••• M•••• S••••• left T•••• A•••••••• L•• for A•• A•••••••• L•• (registered 2023-04-26)Apr 27, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address