RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••••• R••••• F•••••
- F•••••• independent RIA currentsince Dec 9, 2025 · Dripping Springs, Tx
- M•••••• W••••• M••••••••• L• independent RIAFeb 27, 2023 to Dec 11, 2025 · Austin, Tx
- B••••••• I••••••••• S•••••••• I••• ••••• formerFeb 13, 2014 to Nov 30, 2015 · San Jose, Ca
- U••• B•••••• A•••••••• L•• BD affiliatedJan 25, 2013 to Feb 5, 2014 · Saratoga, Ca
- M•••••• W••••• M••••••••• L• to F••••••left Dec 11, 2025, registered Dec 9, 2025 (-2 days) · RIA to RIA
- B••••••• I••••••••• S•••••••• I••• ••••• to M•••••• W••••• M••••••••• L•left Nov 30, 2015, registered Feb 27, 2023 (2646 days) · Other
- U••• B•••••• A•••••••• L•• to B••••••• I••••••••• S•••••••• I••• •••••left Feb 5, 2014, registered Feb 13, 2014 (8 days) · Other
- H•••••• R••••• F••••• left M•••••• W••••• M••••••••• L• for Farther (registered 2025-12-09)Dec 11, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address