DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Mission Wealth Management, LP
Latest filing Sep 15, 2026
First filing on the tape Mar 21, 2012 · 88 filings
SEC status approved since Jun 7, 2002
RAUM
$17B
reported, Item 5.F
Discretionary
70%
of RAUM
Private clients
98%
$17B individuals and HNW
Advisors
136
registered through the firm on IAPD
RAUM per advisor
$125M
derived; firm RAUM over IAPD count
Employees
220
135 advisory (5.B.1)
Offices
29
beyond the principal office
Private funds
0
reported on Schedule D
History
88 filings and snapshots on the tape
RAUM$17B as of Jul 1, 2026
Mar 21, 2012$531M then
HNW client RAUM$16B as of Jul 1, 2026
Jan 19, 2018$1.7B then
State-registered IARs (5.B.3)135 as of Jul 1, 2026
Mar 14, 201315 then
Employees (5.A)220 as of Jul 1, 2026
Mar 14, 201320 then
Private funds: no history
RAUM +70% over the last fiscal year+51% a year over threeIARs 97 to 135offices 37 to 29
Practice profile
derived from the filing of Sep 15, 2026; every figure names its basis
Archetypes, each a printed rule
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $125MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 39derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.4MderivedHNW RAUM over HNW clients
- Average account
- $899,172derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 70%derivedof RAUM
- Institutional
- 1.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 4.5derived30 offices incl. principal (1.F.5)
- RAUM growth, one year
- +39%derivedbetween the last two annual amendments
- Advisor growth, one year
- +21%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +30%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Financial planning clients
- 4,000reportedItem 5.H
- Custody
- $4.7B, 1,956 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$16B94%
- Individuals$748M4.4%
- Charitable organizations$212M1.2%
- Corporations and businesses$35.2M0.2%
- State and municipal entities$10.0M0.1%
- Pension and profit-sharing plans$336,5400.0%
- Individual clients
- 1,666reported
- HNW clients
- 3,633reported
- Pension plan clients
- n/areported
- Charitable clients
- 28reported
- Accounts
- 18,908reported
- Financial planning clients
- 4,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.7B for 1,956 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
136 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Gregory John SmithCertified Financial Planner, Chartered Financial Consultant | Santa Barbara, Ca | Nov 4, 2003 | 32 y | 1 |
| Geoffrey Sutherland GaggsCertified Financial Planner | Santa Barbara, Ca | Nov 4, 2003 | 30 y | 0 |
| Matthew William Adams | Walnut Creek, Ca | Mar 2, 2004 | 25 y | 1 |
| Dannell Rice StuartCertified Financial Planner | Santa Barbara, Ca | Jul 2, 2010 | 29 y | 3 |
| Jenna Lauryn RogersCertified Financial Planner | Santa Barbara, Ca | Aug 26, 2010 | 18 y | 0 |
| Patricia Ann FahnoeCertified Financial Planner | Santa Barbara, Ca | Sep 7, 2011 | 31 y | 2 |
| Brad Warren StarkCertified Financial Planner | Lisle, Il | Jan 11, 2013 | 33 y | 1 |
| Kieran David OsborneChartered Financial Analyst | Santa Barbara, Ca | Feb 19, 2013 | 17 y | 1 |
| Rory Martin MacdonaldCertified Financial Planner | San Diego, Ca | Jun 10, 2013 | 14 y | 0 |
| Ricardo David GonzalezCertified Financial Planner | Los Angeles, Ca | May 15, 2014 | 35 y | 2 |
| Julianna RoteCertified Financial Planner | San Diego, Ca | Dec 4, 2014 | 12 y | 0 |
| Steve Salvatore CaltagironeCertified Financial Planner | Santa Barbara, Ca | Jan 17, 2017 | 26 y | 5 |
| Jeffrey Dean AvilaCertified Financial Planner | Santa Barbara, Ca | Apr 5, 2018 | 24 y | 6 |
| Emil Nazaretyan | Santa Barbara, Ca | Oct 5, 2018 | 17 y | 1 |
| Shane Anthony HoltCertified Financial Planner | Santa Barbara, Ca | Oct 5, 2018 | 10 y | 1 |
| Brian Gerald SottakCertified Financial Planner, Chartered Financial Analyst | Santa Barbara, Ca | Oct 11, 2018 | 16 y | 0 |
| Andrew Lawrence PensoCertified Financial Planner | Indianapolis, In | Jan 23, 2019 | 21 y | 0 |
| Kristen Elyssa TaylorCertified Financial Planner | Walnut Creek, Ca | Feb 12, 2019 | 19 y | 3 |
| Weston Paul PattonCertified Financial Planner | Santa Barbara, Ca | Aug 2, 2019 | 10 y | 3 |
| Claudia Arnold | Irvine, Ca | Oct 8, 2019 | 24 y | 4 |
| Bryant Gene MerrymanCertified Financial Planner | Santa Barbara, Ca | Oct 11, 2019 | 11 y | 3 |
| Peter Woodring | Santa Barbara, Ca | Jan 10, 2020 | 25 y | 2 |
| Ryan Edmund NiedbalskiCertified Financial Planner | Austin, Tx | Jan 10, 2020 | 15 y | 1 |
| Joey Sam KhouryCertified Financial Planner | Santa Barbara, Ca | May 14, 2020 | 12 y | 0 |
| Eric Matthew SmithCertified Financial Planner | Walnut Creek, Ca | Aug 6, 2020 | 10 y | 0 |
| Mitchell Ryan GrushenCertified Financial Planner | Los Angeles, Ca | Aug 6, 2020 | 12 y | 0 |
| Skyler Kane KraemerCertified Financial Planner | Santa Barbara, Ca | Feb 24, 2021 | 12 y | 1 |
| Jose MonrealCertified Financial Planner | Austin, Tx | Jun 14, 2021 | 12 y | 1 |
| Jessica Briann MoraCertified Financial Planner | New York, Ny | Jun 23, 2021 | 17 y | 0 |
| Mark W HermanCertified Financial Planner | Austin, Tx | Sep 28, 2021 | 15 y | 2 |
| Stephanie BrunoCertified Financial Planner | Santa Barbara, Ca | Oct 1, 2021 | 23 y | 3 |
| Kristina Gwendolyn KearneyCertified Financial Planner | Santa Barbara, Ca | Nov 4, 2021 | 11 y | 1 |
| Gregory John PrinceCertified Financial Planner | Santa Barbara, Ca | Dec 17, 2021 | 21 y | 1 |
| Lisa Marie MurphyCertified Financial Planner | San Diego, Ca | Jan 17, 2022 | 13 y | 2 |
| Andrew Paul KulhaCertified Financial Planner | Santa Barbara, Ca | Jan 19, 2022 | 10 y | 2 |
| Walter Alexander Rizo | Austin, Tx | Feb 8, 2022 | 11 y | 2 |
| Jeremy Todd RagarCertified Financial Planner, Chartered Financial Analyst | Santa Barbara, Ca | Mar 11, 2022 | 10 y | 0 |
| Sara Pierce Clark | Santa Barbara, Ca | May 4, 2022 | 16 y | 5 |
| Ethan Roderick CooperCertified Financial Planner | Scottsdale, Az | May 24, 2022 | 11 y | 2 |
| Shinaola Oluseyi AtoroCertified Financial Planner | Orange, Nj | Jun 9, 2022 | 17 y | 0 |
Advisor movement
2 left, 21 joined in 12 months
net +19 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 1.5% of current headcount6 left over 36 months
Left, latest
- Patrick William Collins to Choate Investment AdvisorsFeb 17, 2026 · RIA to RIA
- Herbert Roldan Flores to FartherDec 11, 2025 · RIA to RIA
- Brooke Ashley Bees to Wick Capital Partners, LLCDec 3, 2024 · RIA to RIA
- Peter C Amling to Steelpeak Wealth, LLCApr 22, 2024 · RIA to RIA
- Kara Lynn Dorothy to Mercer Global Advisors Inc.Mar 28, 2024 · RIA to RIA
- Julian Carter Driver to Secure Investment Management, LLCNov 19, 2023 · RIA to RIA
- Long N Tran to LidoJun 1, 2022 · RIA to RIA
- Todd Leon Mons to Creative PlanningSep 16, 2016 · Other
- Tyler Austin Robuck to Ep Wealth AdvisorsMar 10, 2016 · Other
- Kimberly Sara Malesky to LPL Financial LLCFeb 7, 2014 · Other
- Tammy Talya Billadeau to Sagepoint Financial, Inc.Dec 12, 2013 · Other
- Wayne Alan Cassriel to LPL Financial LLCMay 20, 2011 · Other
- George Greene Ross to Mcnally Financial Services CorporationNov 13, 2007 · Other
Joined, latest
- David Miles Szabla from Beacon Pointe Advisors, LLCMay 19, 2026 · RIA to RIA
- Jimmy Shanggee Wu from Frg Family Wealth AdvisorsMay 19, 2026 · RIA to RIA
- Benjamin Dale Johnson from Frg Family Wealth AdvisorsMay 19, 2026 · RIA to RIA
- Stephan R Goyette from Gfp Wealth ManagementMay 12, 2026 · RIA to RIA
- Sarah Jane Hamilton from Hamilton Walker AdvisersApr 13, 2026 · Other
- Austin Grant Sweet from Hightower Advisors, LLCApr 13, 2026 · Affiliated broker-dealer or bank to independent RIA
- Timothy Blane Akers from Raymond James Financial Services Advisors, IncMar 23, 2026 · Affiliated broker-dealer or bank to independent RIA
- Allison Modrak from Allworth Financial, L.P.Mar 19, 2026 · Affiliated broker-dealer or bank to independent RIA
- Kyle Buffo from LPL Financial LLCMar 11, 2026 · Affiliated broker-dealer or bank to independent RIA
- Travis Dragan from Sequoia Financial Group, L.L.C.Mar 9, 2026 · RIA to RIA
- Carlos Daniel Ruiz from Origin Investment Advisory LLCMar 9, 2026 · RIA to RIA
- Steven Ronald Smith from Rightpath Investments & Financial Planning, Inc.Feb 10, 2026 · Other
- Megan Nuttelman from Rightpath Investments & Financial Planning, Inc.Feb 10, 2026 · Other
- Adam Colby Broughton from Faykus Financial, LLCJan 27, 2026 · Other
- Adam James Silva from Alliance Advisory & Securities, LLCJan 27, 2026 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Frg Family Wealth AdvisorsMay 21, 2026 · Bellevue, Wa
- 2 joined from Rightpath Investments & Financial Planning, Inc.Feb 18, 2026 · Frisco, Co
- 2 joined from Brown Wealth Management, LLCDec 22, 2025 · Eden Prairie, Mn
- 2 joined from Diversified Asset Management, Inc.Nov 12, 2025 · Boulder, Co
- 3 joined from Logic Capital Management, LLCMar 11, 2025 · Houston, Tx · Firm absorbed
- 2 joined from Jlfranklin Wealth PlanningDec 31, 2024 · San Rafael, Ca
- 2 joined from Charles Carroll Financial Partners, LLCMar 18, 2024 · Needham, Ma
- 2 joined from Per Stirling Capital Management, LLCMar 31, 2023 · Austin, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- William Matthew Adams · Managing Partner / Chief Executive Officercontrolsince 01/2018 · owns less than 5%
- Salvatore Steve Caltagirone · Client Advisor / Partnercontrolsince 01/2018 · owns less than 5%
- Ann Patricia Fahnoe · Client Advisor / Partnercontrolsince 01/2016 · owns less than 5%
- Sutherland Geoffrey Gaggs · Client Advisor / Partnercontrolsince 01/2008 · owns less than 5%
- David Kieran Osborne · Chief Investment Officer / Partnercontrolsince 01/2018 · owns less than 5%
- Lawrence Andrew Penso · Partner / Chief Business Development Officercontrolsince 07/2014 · owns less than 5%
- Gerald Brian Sottak · Partner / Senior Managing Directorcontrolsince 01/2020 · owns less than 5%
- Warren Brad Stark · Co-Founder / Cco / Cfocontrolsince 02/2000 · owns less than 5%
- Mathew Seth Streeter · Chief Impact Officer/ Partnercontrolsince 02/2000 · owns less than 5%
- Rice Dannell Stuart · President / Partnercontrolsince 07/2014 · owns less than 5%
- William Matthew Adams · Trusteecontrolsince 01/2008 · owns 50% to 75% of The Adams Living Trust
- Ann Patricia Fahnoe · Trusteecontrolsince 01/2016 · owns 75% or more of The Jay Family Trust
- Warren Brad Stark · Managing Membercontrolsince 02/2000 · owns 50% to 75% of Mission Wealth Management, LLC
- Warren Brad Stark · Trusteecontrolsince 02/2000 · owns 50% to 75% of The Stark Revocable Trust Of 2000
- Lynne Tamara Stark · Trusteecontrolsince 02/2000 · owns 50% to 75% of The Stark Revocable Trust Of 2000
- Mathew Seth Streeter · Trusteecontrolsince 02/2000 · owns 75% or more of The Streeter Revocable Trust Of 2008
- Mathew Seth Streeter · Managing Membercontrolsince 02/2000 · owns 50% to 75% of Mission Wealth Management, LLC
- Lynn Jenny Adams · Trusteesince 01/2008 · owns 50% to 75% of The Adams Living Trust
Entity owners
- Mission Wealth Management, LLC · General Partnerdirect · owns less than 5%
- The Stark Revocable Trust Of 2000 · Limited Partnerdirect · owns 10% to 25%
- The Streeter Revocable Trust Of 2008 · Limited Partnerdirect · owns 10% to 25%
- Ghp Mission Blocker Corp. · Limited Partnerdirect · owns 10% to 25%
- Seth Streeter, Trustee Sms 2025 · Limited Partnerdirect · owns 10% to 25%
- The Adams Living Trust · Limited Partnerdirect · owns 5% to 10%
- The Jay Family Trust · Limited Partnerdirect · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Santa Barbara, Ca · principal | 68 | 15 | 0 | ||
| Austin, Tx | 14 | 2 | 1 | ||
| Houston, Tx | 8 | 4 | 0 | ||
| Los Angeles, Ca | 6 | 3 | 0 | ||
| Walnut Creek, Ca | 6 | 1 | 0 | ||
| Denver, Co | 5 | 0 | 0 | ||
| Lisle, Il | 5 | 2 | 0 | ||
| Scottsdale, Az | 5 | 1 | 0 | ||
| San Diego, Ca | 4 | 0 | 0 | ||
| Dedham, Ma | 3 | 0 | 1 | ||
| Gig Harbor, Wa | 3 | 1 | 0 | ||
| Greensboro, Nc | 3 | 1 | 0 | ||
| New York, Ny | 3 | 1 | 0 | ||
| Washington, Dc | 2 | 2 | 0 | ||
| Bellevue, Wa | 2 | 2 | 0 | ||
| Boulder, Co | 2 | 2 | 0 | ||
| Eden Prairie, Mn | 2 | 0 | 0 | ||
| Frisco, Co | 2 | 2 | 0 | ||
| Raleigh, Nc | 2 | 1 | 0 | ||
| Seattle, Wa | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Austin, TX11 employees
- St. Charles, IL4 employees
- Walnut Creek, CA4 employees
- Thousand Oaks, CA4 employees
- New York, NY4 employees
- Scottsdale, AZ4 employees
- Dedham, MA3 employees
- Los Angeles, CA3 employees
- Gig Harbor, WA3 employees
- San Diego, CA3 employees
- Portland, OR3 employees
- Dallas, TX2 employees
- Greensboro, NC2 employees
- Seattle, WA2 employees
- Houston, TX2 employees
- Tucson, AZ2 employees
- Irvine, CA2 employees
- West Conshohocken, PA1 employees
- Ann Arbor, MI1 employees
- Boston, MA1 employees
- Dallas, TX1 employees
- Denver, CO1 employees
- Fort Collins, CO1 employees
- Fort Lauderdale, FL1 employees
- Goodyear, AZ1 employees
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 1, 2026STREETER, SETH, MATHEW (TRUSTEE) left Schedule A between the filings of 2023-03-07 and 2026-07-01peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 1, 2026FAHNOE, PATRICIA, ANN (TRUSTEE) left Schedule A between the filings of 2023-03-07 and 2026-07-01peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 1, 2026GAGGS, GEOFFREY, SUTHERLAND (CLIENT ADVISOR / PARTNER) left Schedule A between the filings of 2023-03-07 and 2026-07-01peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 1, 2026CALTAGIRONE, STEVE, SALVATORE (CLIENT ADVISOR / PARTNER) left Schedule A between the filings of 2023-03-07 and 2026-07-01peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 1, 2026PENSO, ANDREW, LAWRENCE (PARTNER / CHIEF BUSINESS DEVELOPMENT OFFICER) left Schedule A between the filings of 2023-03-07 and 2026-07-01peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 1, 2026STARK, TAMARA, LYNNE (TRUSTEE) left Schedule A between the filings of 2023-03-07 and 2026-07-01peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Financial planning clients · More than 500 to More than 500Jul 1, 2026 to Sep 15, 2026
- Related adviser · false to unsetJul 1, 2026 to Sep 15, 2026
- Related bank · false to unsetJul 1, 2026 to Sep 15, 2026
- Related broker-dealer · false to unsetJul 1, 2026 to Sep 15, 2026
- Related insurance company · false to unsetJul 1, 2026 to Sep 15, 2026
- Succession · false to unsetJul 1, 2026 to Sep 15, 2026
- Accounts · 16,573 to 18,908Apr 6, 2026 to Jul 1, 2026
- Advisory employees · 117 to 135Apr 6, 2026 to Jul 1, 2026
- Charity clients · 25 to 28Apr 6, 2026 to Jul 1, 2026
- HNW clients · 3,565 to 3,633Apr 6, 2026 to Jul 1, 2026
- Individual clients · 1,114 to 1,666Apr 6, 2026 to Jul 1, 2026
- Employees · 184 to 220Apr 6, 2026 to Jul 1, 2026
- State-registered IARs · 117 to 135Apr 6, 2026 to Jul 1, 2026
- Discretionary RAUM · $11B to $12BApr 6, 2026 to Jul 1, 2026
- HNW RAUM · $13B to $16BApr 6, 2026 to Jul 1, 2026
- Individual RAUM · $330M to $748MApr 6, 2026 to Jul 1, 2026
- Non-discretionary RAUM · $3.4B to $5.1BApr 6, 2026 to Jul 1, 2026
- Pension RAUM · unset to 336540.0Apr 6, 2026 to Jul 1, 2026
- RAUM · $14B to $17BApr 6, 2026 to Jul 1, 2026
- Individual clients · 114 to 1,114Mar 23, 2026 to Apr 6, 2026
- Accounts · 12,456 to 16,573Jul 9, 2025 to Mar 23, 2026
- Advisory employees · 97 to 117Jul 9, 2025 to Mar 23, 2026
- Charity clients · 23 to 25Jul 9, 2025 to Mar 23, 2026
- Corporate clients · 13 to 12Jul 9, 2025 to Mar 23, 2026
- HNW clients · 2,339 to 3,565Jul 9, 2025 to Mar 23, 2026
- Individual clients · 1,257 to 114Jul 9, 2025 to Mar 23, 2026
- Assets in custody · $3.2B to $4.7BJul 9, 2025 to Mar 23, 2026
- Employees · 145 to 184Jul 9, 2025 to Mar 23, 2026
- Financial planning clients · 1-10 to More than 500Jul 9, 2025 to Mar 23, 2026
- State-registered IARs · 97 to 117Jul 9, 2025 to Mar 23, 2026
- Other offices · 37 to 29Jul 9, 2025 to Mar 23, 2026
- Discretionary RAUM · $7.8B to $11BJul 9, 2025 to Mar 23, 2026
- HNW RAUM · $9.2B to $13BJul 9, 2025 to Mar 23, 2026
- Individual RAUM · $630M to $330MJul 9, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $2.2B to $3.4BJul 9, 2025 to Mar 23, 2026
- RAUM · $10B to $14BJul 9, 2025 to Mar 23, 2026
- Financial planning clients · 1-10 to 1-10May 20, 2025 to Jul 9, 2025
- Accounts · 9,939 to 12,456Jan 21, 2025 to Apr 28, 2025
- Advisory employees · 72 to 97Jan 21, 2025 to Apr 28, 2025
- Charity clients · 25 to 23Jan 21, 2025 to Apr 28, 2025
Signals
32 dated events
- 2 advisors left Frg Family Wealth Advisors (Bellevue, WA) for Mission Wealth Management, LP on the same dayMay 21, 2026 · Team lift-out · derived
- Mission Wealth Management, Lp reported RAUM $13.9B, up 39% from $10.0B (2025-07-09 to 2026-03-23)Mar 23, 2026 · RAUM change · derived
- Mission Wealth Management, Lp reported 29 offices beyond its principal office, down from 37 (2025-07-09 to 2026-03-23)Mar 23, 2026 · Office count change · derived
- Mission Wealth Management, Lp reported 117 state-registered advisory representatives, up from 97 (2025-07-09 to 2026-03-23)Mar 23, 2026 · Advisor headcount change · derived
- 2 advisors left Rightpath Investments & Financial Planning, Inc. (Denver, CO) for Mission Wealth Management, LP on the same dayFeb 18, 2026 · Team lift-out · derived
- Patrick William Collins left Mission Wealth Management, Lp for Choate Investment Advisors (registered 2026-03-19)Feb 17, 2026 · Advisor changed firm · fact
- Thomas Craig Kwang-Soo Rasmussen no longer registered at Mission Wealth Management, Lp; no later IA registration on IAPDJan 26, 2026 · Advisor departure · fact
- 2 advisors left Brown Wealth Management, LLC (Eden Prairie, MN) for Mission Wealth Management, LP on the same dayDec 22, 2025 · Team lift-out · derived
- Herbert Roldan Flores left Mission Wealth Management, Lp for Farther (registered 2025-12-09)Dec 11, 2025 · Advisor changed firm · fact
- 2 advisors left Diversified Asset Management, Inc. (Boulder, CO) for Mission Wealth Management, LP on the same dayNov 12, 2025 · Team lift-out · derived
- Mission Wealth Management, Lp reported RAUM $10.0B, up 42% from $7.1B (2025-01-21 to 2025-04-28)Apr 28, 2025 · RAUM change · derived
- Mission Wealth Management, Lp reported 37 offices beyond its principal office, up from 32 (2025-01-21 to 2025-04-28)Apr 28, 2025 · Office count change · derived
- Mission Wealth Management, Lp reported 97 state-registered advisory representatives, up from 72 (2025-01-21 to 2025-04-28)Apr 28, 2025 · Advisor headcount change · derived
- Logic Capital Management, LLC's advisors moved to Mission Wealth Management, LP (Houston, TX): 3 of 3 registered, on the same dayMar 11, 2025 · Firm absorbed (people side) · derived
- 2 advisors left Jlfranklin Wealth Planning (San Rafael, CA) for Mission Wealth Management, LP on the same dayDec 31, 2024 · Team lift-out · derived
- Brooke Ashley Bees left Mission Wealth Management, Lp for Wick Capital Partners, Llc (registered 2024-11-27)Dec 3, 2024 · Advisor changed firm · fact
- Peter C Amling left Mission Wealth Management, Lp for Steelpeak Wealth, Llc (registered 2025-07-15)Apr 22, 2024 · Advisor changed firm · fact
- Kara Lynn Dorothy left Mission Wealth Management, Lp for Mercer Global Advisors Inc. (registered 2024-10-08)Mar 28, 2024 · Advisor changed firm · fact
- 2 advisors left Charles Carroll Financial Partners, LLC (Needham, MA) for Mission Wealth Management, LP on the same dayMar 18, 2024 · Team lift-out · derived
- Mission Wealth Management, Lp reported RAUM $7.1B, up 42% from $5.0B (2023-09-07 to 2024-02-21)Feb 21, 2024 · RAUM change · derived
- Mission Wealth Management, Lp reported 72 state-registered advisory representatives, up from 56 (2023-09-07 to 2024-02-21)Feb 21, 2024 · Advisor headcount change · derived
- Julian Carter Driver left Mission Wealth Management, Lp for Secure Investment Management, Llc (registered 2025-06-25)Nov 19, 2023 · Advisor changed firm · fact
- Mission Wealth Management, Lp reported 31 offices beyond its principal office, up from 25 (2023-07-06 to 2023-07-26)Jul 26, 2023 · Office count change · derived
- 2 advisors left Per Stirling Capital Management, LLC (Austin, TX) for Mission Wealth Management, LP on the same dayMar 31, 2023 · Team lift-out · derived
- Mission Wealth Management, Lp reported 25 offices beyond its principal office, up from 19 (2022-11-14 to 2023-03-07)Mar 7, 2023 · Office count change · derived
- Mission Wealth Management, Lp reported 56 state-registered advisory representatives, up from 40 (2022-11-14 to 2023-03-07)Mar 7, 2023 · Advisor headcount change · derived
- Long N Tran left Mission Wealth Management, Lp for Lido (registered 2022-07-27)Jun 1, 2022 · Advisor changed firm · fact
- Mission Wealth Management, Lp reported RAUM $4.8B, up 29% from $3.7B (2021-11-02 to 2022-01-31)Jan 31, 2022 · RAUM change · derived
- Tamara Stark (Trustee) appeared on Schedule A of Mission Wealth Management, LpNov 13, 2020 · Control person joined · fact
- Mission Wealth Management, Lp reported RAUM $2.6B, up 37% from $1.9B (2020-01-10 to 2020-03-19)Mar 19, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Mission Wealth Management, LP · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business phone
- 202-902-9399reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 206-880-7844reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 212-500-4830reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/missionwealthreportedpublic record, Form ADV, Sep 17, 2026
- Website
- MISSIONWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 805-882-2360reportedpublic record, Form ADV, Sep 15, 2026
- Contact form
- missionwealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- missionwealth.com/who-we-serve/professionals/googlersreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $125Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026