S••••• Y••••••• P•••••

• L•• F•••••••• L•• BD affiliated current
  since May 1, 2025 · Orefield, Pa
• S•• I••••••••• A•••••••• I••• former
  Mar 31, 2014 to May 1, 2025 · Fresno, Ca
• L•• F•••••••• L•• BD affiliated
  Aug 24, 2010 to Apr 7, 2014 · Horsham, Pa
• M••••• S•••••• wirehouse
  Jun 1, 2009 to May 19, 2010 · Allentown, Pa
• C•••••••• G••••• M•••••• I••• BD affiliated
  Apr 17, 2008 to Jun 1, 2009 · Allentown, Pa
• A••••••••• F•••••••• S•••••••• L•• national BD
  Aug 29, 2006 to Jun 12, 2007 · Center Valley, Pa

• S•• I••••••••• A•••••••• I••• to L•• F•••••••• L••
  left May 1, 2025, registered May 1, 2025 (0 days) · corporate re-registration, not a move
• L•• F•••••••• L•• to S•• I••••••••• A•••••••• I•••
  left Apr 7, 2014, registered Mar 31, 2014 (-7 days) · Other
• M••••• S•••••• to L•• F•••••••• L••
  left May 19, 2010, registered Aug 24, 2010 (97 days) · Other
• C•••••••• G••••• M•••••• I••• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
• A••••••••• F•••••••• S•••••••• L•• to C•••••••• G••••• M•••••• I•••
  left Jun 12, 2007, registered Apr 17, 2008 (310 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address