DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G•••••• J•••• P•••••••

W•••• F•••• A•••••••wirehouseIrvine, Ca dual registrantIAPD 5146032

Certified Financial Planner

Feed of 09/14/2026

At current firm

1 y

since Jul 28, 2025

In the industry

26 y

since Feb 1, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Jul 28, 2025 · Tarpon Springs, Fl
A••••••••• F•••••••• S•••••••• L•• national BD
Nov 3, 2023 to Jun 17, 2025 · Costa Mesa, Ca
C••••••• S••••••••• former
Oct 18, 2023 to Nov 3, 2023 · Costa Mesa, Ca
W•••• F•••• A••••••• wirehouse
Dec 15, 2010 to Mar 23, 2022 · El Segundo, Ca
W•••• F•••• I••••••••• L•• unclassified
Jul 7, 2006 to Dec 15, 2010 · Villa Park, Ca

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••
left Jun 17, 2025, registered Jul 28, 2025 (41 days) · Affiliated broker-dealer or bank to wirehouse
C••••••• S••••••••• to A••••••••• F•••••••• S•••••••• L••
left Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to C••••••• S•••••••••
left Mar 23, 2022, registered Oct 18, 2023 (574 days) · Wirehouse to independent RIA
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Dec 15, 2010, registered Dec 15, 2010 (0 days) · Other

Signals

G•••••• J•••• P••••••• left A••••••••• F•••••••• S•••••••• L•• for W•••• F•••• A••••••• (registered 2025-07-28)
Jun 17, 2025 · Advisor changed firm · fact
G•••••• J•••• P••••••• left W•••• F•••• A••••••• for C••••••• S••••••••• (registered 2023-10-18)
Mar 23, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address