RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• L••• F••••••
- P•••••• C•••••• M••••••••• G••••• L•• mixed wealth currentsince Apr 20, 2021 · Kansas City, Mo
- P•••••• C•••••• M••••••••• L•• formerAug 6, 2010 to Apr 12, 2021 · Kansas City, Mo
- P•••••• C•••••• M••••••••• L•• unclassifiedJan 2, 2008 to Aug 2, 2010 · Kansas City, Mo
- P•••••• C•••••• M••••••••• I•• unclassifiedApr 16, 2007 to Dec 31, 2007 · Kansas City, Mo
- P•••••• C•••••• M••••••••• L•• to P•••••• C•••••• M••••••••• G••••• L••left Apr 12, 2021, registered Apr 20, 2021 (8 days) · channel change inside one enterprise, not a move · moved with a team
- P•••••• C•••••• M••••••••• L•• to P•••••• C•••••• M••••••••• L••left Aug 2, 2010, registered Aug 6, 2010 (4 days) · Other
- P•••••• C•••••• M••••••••• I•• to P•••••• C•••••• M••••••••• L••left Dec 31, 2007, registered Jan 2, 2008 (2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address