RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• J••••• F••••••
- A• J• F•••••• F••••••••• L•• independent RIA currentsince Sep 13, 2010 · Deerfield, Il
- M•••••• F•••••••• I••••••••• M••••••••• I••• mixed wealthMay 5, 2008 to Mar 20, 2009 · Chicago, Il
- M•••••• F••••••••• I••• unclassifiedMay 5, 2008 to Mar 20, 2009 · Chicago, Il
- C••••••••• F•••••••• N•••••• national BDAug 16, 2006 to Apr 29, 2008 · Park Ridge, Il
- M•••••• F•••••••• I••••••••• M••••••••• I••• to A• J• F•••••• F••••••••• L••left Mar 20, 2009, registered Sep 13, 2010 (542 days) · Other
- M•••••• F••••••••• I••• to M•••••• F•••••••• I••••••••• M••••••••• I•••left Mar 20, 2009, registered May 5, 2008 (-319 days) · Other
- C••••••••• F•••••••• N•••••• to M•••••• F••••••••• I•••left Apr 29, 2008, registered May 5, 2008 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address