RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• D••• W•••••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 1, 2026 · Gallatin, Tn
- P•••••• A•••••• G••••• L•• BD affiliatedApr 20, 2016 to Jul 16, 2026 · Gallatin, Tn
- W•••••• • R••• formerSep 27, 2006 to May 2, 2016 · Nashville, Tn
- P•••••• A•••••• G••••• L•• to L•• F•••••••• L••left Jul 16, 2026, registered Jul 1, 2026 (-15 days) · Affiliated broker-dealer or bank to another
- W•••••• • R••• to P•••••• A•••••• G••••• L••left May 2, 2016, registered Apr 20, 2016 (-12 days) · Other
- D•••••• D••• W••••••• left P•••••• A•••••• G••••• L•• for L•• F•••••••• L•• (registered 2026-07-01)Jul 16, 2026 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address