DFX Intelligence
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Registered advisor
R•••• A••••••••• M•••••
Feed of 09/14/2026
Also filed as R•••• Antoinetle M•••••
At current firm
0 y
since Mar 18, 2026
In the industry
18 y
since Dec 17, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•• C•••••• M••••••• L•• national BD currentsince Mar 18, 2026 · Seattle, Wa
- M••••• S•••••• wirehouseJan 13, 2011 to Mar 16, 2026 · Grand Rapids, Mi
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to R•• C•••••• M••••••• L••left Mar 16, 2026, registered Mar 18, 2026 (2 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- R•••• A••••••••• M••••• left M••••• S•••••• for R•• C•••••• M••••••• L•• (registered 2026-03-18)Mar 16, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address