M•••••• G••••• L•••••

K•• I••••••••• S••••••• L••BD affiliatedBrooklyn, Ohdual registrantIAPD 5149205

Feed of 09/14/2026

Also filed as M•••••• G• L•••••

At current firm

3 y

since May 9, 2023

In the industry

14 y

since Dec 7, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K•• I••••••••• S••••••• L•• BD affiliated current
since May 9, 2023 · Brooklyn, Oh
K•• I••••••••• S••••••• L•• BD affiliated
Aug 14, 2019 to Aug 17, 2021 · Cleveland, Oh
F•••• T•••• S••••••••• I••• BD affiliated
Nov 28, 2016 to Jul 6, 2018 · Lakewood, Oh
L••••• A•••••••• L•• former
Dec 7, 2011 to Feb 28, 2014 · Independence, Oh

Moves

a registration end followed by a registration begin elsewhere

F•••• T•••• S••••••••• I••• to K•• I••••••••• S••••••• L••
left Jul 6, 2018, registered Aug 14, 2019 (404 days) · Affiliated broker-dealer or bank to another
L••••• A•••••••• L•• to F•••• T•••• S••••••••• I•••
left Feb 28, 2014, registered Nov 28, 2016 (1004 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address