N••• H••••••

• R•••••• J•••• • A••••••••• I••• national BD current
  since Jul 3, 2019 · Ponte Vedra Beach, Fl
• M••••• S•••••• wirehouse
  Jun 1, 2009 to Jul 5, 2019 · Tampa, Fl
• C•••••••• G••••• M•••••• I••• BD affiliated
  Sep 6, 2007 to Jun 1, 2009 · Jacksonville, Fl

• M••••• S•••••• to R•••••• J•••• • A••••••••• I•••
  left Jul 5, 2019, registered Jul 3, 2019 (-2 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
• C•••••••• G••••• M•••••• I••• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address