RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• G•••••
- C••••••••• P•••••••• L•• independent RIA currentsince Dec 12, 2017 · Coral Gables, Fl
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 9, 2016 to Jul 18, 2017 · Miami, Fl
- S••••••• I••••••••• S•••••••• I••• formerSep 27, 2006 to Dec 31, 2016 · Miami, Fl
- T••••• A••••••• S•••••••• I••• to C••••••••• P•••••••• L••left Jul 18, 2017, registered Dec 12, 2017 (147 days) · Other
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 9, 2016 (-113 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address