K•••••• M•••••• W••••

• U•• F•••••••• S••••••• I••• wirehouse current
  since Oct 26, 2021 · New York, Ny
• M••••• S•••••• wirehouse
  Nov 1, 2011 to Feb 16, 2012 · New York, Ny
• M••••• S•••••• wirehouse
  Apr 13, 2010 to Aug 5, 2011 · New York, Ny
• C•••• I••••••••• S••••••• C•••• former
  Dec 21, 2009 to Mar 29, 2010 · Yonkers, Ny
• E•••••••• A•••••••• L•• national BD
  Feb 16, 2007 to Dec 22, 2009 · Irvington, Ny

• M••••• S•••••• to U•• F•••••••• S••••••• I•••
  left Feb 16, 2012, registered Oct 26, 2021 (3540 days) · Wirehouse to wirehouse
• C•••• I••••••••• S••••••• C•••• to M••••• S••••••
  left Mar 29, 2010, registered Apr 13, 2010 (15 days) · Other
• E•••••••• A•••••••• L•• to C•••• I••••••••• S••••••• C••••
  left Dec 22, 2009, registered Dec 21, 2009 (-1 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address