J•••• R••• G•••••••

• L•• E••••••••• L•• BD affiliated current
  since Feb 3, 2025 · Bedminster, Nj
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Jan 11, 2019 to Jan 28, 2025 · Flemington, Nj
• J••• M••••• S••••••••• L•• wirehouse
  Jan 11, 2016 to Jan 23, 2019 · Pennington, Nj
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Aug 17, 2007 to Jan 12, 2016 · Bridgewater, Nj

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• E••••••••• L••
  left Jan 28, 2025, registered Feb 3, 2025 (6 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
• J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Jan 23, 2019, registered Jan 11, 2019 (-12 days) · Wirehouse to wirehouse
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
  left Jan 12, 2016, registered Jan 11, 2016 (-1 days) · Wirehouse to wirehouse

• ••• Locked
  Jan 28, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address