RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• J••••• O•••••
- M••••• W••••• M••••••••• L•• independent RIA currentsince Jun 15, 2026 · Kansas City, Mo
- F••••••• A•••• M••••••••• L•• independent RIA currentsince Nov 12, 2014 · Clearwater, Fl
- L•• F•••••••• L•• BD affiliatedJan 28, 2019 to Jun 3, 2026 · Clearwater, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDOct 5, 2006 to Oct 23, 2014 · Tampa, Fl
- L•• F•••••••• L•• to M••••• W••••• M••••••••• L••left Jun 3, 2026, registered Jun 15, 2026 (12 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to F••••••• A•••• M••••••••• L••left Oct 23, 2014, registered Nov 12, 2014 (20 days) · Other
- A••••• J••••• O••••• left L•• F•••••••• L•• for M••••• W••••• M••••••••• L•• (registered 2026-06-15)Jun 3, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address