RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F•••••• A•••• M••••••••• former currentsince Apr 15, 2024 · Miami, Fl
- A•••••• C•••••• M••••••••• L•• asset managerJul 20, 2024 to Aug 31, 2025 · Clinton Corners, Ny
- A••••• M•••• F••••• O••••• formerFeb 28, 2024 to Dec 31, 2025 · New York, Ny
- P••••• A••••••••• D• I••••••••• L•• formerJul 6, 2023 to Sep 28, 2023 · Miami, Fl
- L••••• C•••••• M••••••••• I••• independent RIAApr 17, 2023 to Jul 19, 2024 · Burbank, Ca
- I••••• A••••••• otherJan 13, 2023 to Nov 16, 2023 · Coral Gables, Fl
- A••••• M•••• F••••• O••••• to F•••••• A•••• M•••••••••left Dec 31, 2025, registered Apr 15, 2024 (-625 days) · Other
- A•••••• C•••••• M••••••••• L•• to no registered destinationleft Aug 31, 2025 · Departure, no registered destination
- L••••• C•••••• M••••••••• I••• to P••••• A••••••••• D• I••••••••• L••left Jul 19, 2024, registered Jul 6, 2023 (-379 days) · Other
- I••••• A••••••• to L••••• C•••••• M••••••••• I•••left Nov 16, 2023, registered Apr 17, 2023 (-213 days) · RIA to RIA
- P••••• A••••••••• D• I••••••••• L•• to A••••• M•••• F••••• O•••••left Sep 28, 2023, registered Feb 28, 2024 (153 days) · Other
- G•• O• A••••• left A••••• M•••• F••••• O••••• for F•••••• A•••• M••••••••• (registered 2024-04-15)Dec 31, 2025 · Advisor changed firm · fact
- G•• O• A••••• no longer registered at A•••••• C•••••• M••••••••• L••; no later IA registration on IAPDAug 31, 2025 · Advisor departure · fact
- G•• O• A••••• left L••••• C•••••• M••••••••• I••• for P••••• A••••••••• D• I••••••••• L•• (registered 2023-07-06)Jul 19, 2024 · Advisor changed firm · fact
- G•• O• A••••• left I••••• A••••••• for L••••• C•••••• M••••••••• I••• (registered 2023-04-17)Nov 16, 2023 · Advisor changed firm · fact
- G•• O• A••••• left P••••• A••••••••• D• I••••••••• L•• for A••••• M•••• F••••• O••••• (registered 2024-02-28)Sep 28, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address