DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Former SEC-registered adviser
A••••• M•••• F••••• O•••••
Legal name A••••• M•••• F••••• O•••••• L••
Latest filing Jun 18, 2024
First filing on the tape Apr 21, 2023 · 8 filings
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$0 as of Jun 18, 2024
Mar 25, 2024$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Jun 18, 2024
Apr 21, 20230 then
Employees (5.A)2 as of Jun 18, 2024
Apr 21, 202316 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 18, 2024; every figure names its basis
- RAUM per advisor
- $0derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 days1 left over 36 months
Left, latest
- G•• O• A••••• to F•••••• A•••• M•••••••••Dec 31, 2025 · Other
Joined, latest
- G•• O• A••••• from P••••• A••••••••• D• I••••••••• L••Feb 28, 2024 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••••• G••• O• · Chief Compliance Officercontrolsince 10/2023 · owns less than 5%
- M•••••••• A••••••• D•••••• A••••• · Chief Executive Officercontrolsince 05/2024 · owns less than 5%
- V••• E••••••••• L••••••• · Partnercontrolsince 12/2012 · owns 75% or more of R••••• S• L•••••••
Entity owners
- L• U• H•••••• L•• · Sole Memberdirect · owns 75% or more
- C•••••••• S••• · Shareholderindirect · owns 25% to 50% of L•••••• V••• S••
- L•••••• V••• S•• · Memberindirect · owns 75% or more of L• U• H•••••• L••
- R••••• S• L••••••• · Shareholderindirect · owns 25% to 50% of L•••••• V••• S••
Related persons
Schedule D 7.A
- L••••••••• A•••• M•••••••••investment adviserpooled vehicle sponsornRAUM $2.3B
- L••••••••• S••• C•••••••• D• B••••broker-dealern
- L••••••••• S••••••••• U• L••broker-dealern
- L• A••••••• S••investment advisery
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Westport, Ct | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Employees · 3 to 2Apr 2, 2024 to Apr 22, 2024
- Accounts · unset to 0.0Feb 16, 2024 to Mar 25, 2024
- Advisory employees · 3 to 1Feb 16, 2024 to Mar 25, 2024
- BD registered reps · 0 to 2Feb 16, 2024 to Mar 25, 2024
- Employees · 16 to 3Feb 16, 2024 to Mar 25, 2024
- Insurance-licensed employees · 0 to 1Feb 16, 2024 to Mar 25, 2024
- State-registered IARs · 1 to 2Feb 16, 2024 to Mar 25, 2024
- Discretionary RAUM · unset to 0.0Feb 16, 2024 to Mar 25, 2024
- Non-discretionary RAUM · unset to 0.0Feb 16, 2024 to Mar 25, 2024
- RAUM · unset to 0.0Feb 16, 2024 to Mar 25, 2024
- Assets in custody · unset to 0.0May 19, 2023 to Feb 16, 2024
- Custody of client assets · false to trueMay 19, 2023 to Feb 16, 2024
- State-registered IARs · 0 to 1May 19, 2023 to Feb 16, 2024
- Other offices · 1 to 0May 19, 2023 to Feb 16, 2024
- Other offices · 0 to 1Apr 21, 2023 to May 19, 2023
Signals
12 dated events
- G•• O• A••••• left A••••• M•••• F••••• O••••• for F•••••• A•••• M••••••••• (registered 2024-04-15)Dec 31, 2025 · Advisor changed firm · fact
- A••••• D••••• M•••••••• A•••••• (Chief Executive Officer) appeared on Schedule A of A••••• M•••• F••••• O•••••Jun 6, 2024 · Control person joined · fact
- Miguel Sergio Vinelli (Chief Executive Officer) no longer on Schedule A of A••••• M•••• F••••• O••••• (listed 2024-03-25, absent 2024-04-02)Apr 2, 2024 · Control person left · inference
- Francisco L••• Skinner (Chief Compliance Officer) no longer on Schedule A of A••••• M•••• F••••• O••••• (listed 2023-05-19, absent 2024-02-16)Feb 16, 2024 · Control person left · inference
- L••• J••• C••••• (Manager) no longer on Schedule A of A••••• M•••• F••••• O••••• (listed 2023-05-19, absent 2024-02-16)Feb 16, 2024 · Control person left · inference
- R••• S•••••••• (Manager) no longer on Schedule A of A••••• M•••• F••••• O••••• (listed 2023-05-19, absent 2024-02-16)Feb 16, 2024 · Control person left · inference
- Pilar Andrea Larrain (Manager) no longer on Schedule A of A••••• M•••• F••••• O••••• (listed 2023-05-19, absent 2024-02-16)Feb 16, 2024 · Control person left · inference
- Matias Vial (Manager) no longer on Schedule A of A••••• M•••• F••••• O••••• (listed 2023-05-19, absent 2024-02-16)Feb 16, 2024 · Control person left · inference
- Eduardo Ignacio Osorio (Manager) no longer on Schedule A of A••••• M•••• F••••• O••••• (listed 2023-05-19, absent 2024-02-16)Feb 16, 2024 · Control person left · inference
- O Gil Aikins (Chief Compliance Officer) appeared on Schedule A of A••••• M•••• F••••• O•••••Feb 16, 2024 · Control person joined · fact
- Miguel Sergio Vinelli (Chief Executive Officer) appeared on Schedule A of A••••• M•••• F••••• O•••••May 19, 2023 · Control person joined · fact
- A••••• M•••• F••••• O••••• filed its initial SEC registration (Form ADV)Apr 21, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026