C••••• M••••••• T•••••••

• L•• F•••••••• L•• BD affiliated current
  since Sep 21, 2021 · Chattanooga, Tn
• W•••• F•••• A••••••• wirehouse
  Nov 5, 2015 to Sep 17, 2021 · Chattanooga, Tn
• L•• F•••••••• L•• BD affiliated
  Jul 16, 2010 to Nov 17, 2015 · Chattanooga, Tn
• R•••••• J•••• • A••••••••• I••• national BD
  Jul 13, 2007 to Jul 19, 2010 · Chattanooga, Tn

• W•••• F•••• A••••••• to L•• F•••••••• L••
  left Sep 17, 2021, registered Sep 21, 2021 (4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
• L•• F•••••••• L•• to W•••• F•••• A•••••••
  left Nov 17, 2015, registered Nov 5, 2015 (-12 days) · Other
• R•••••• J•••• • A••••••••• I••• to L•• F•••••••• L••
  left Jul 19, 2010, registered Jul 16, 2010 (-3 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address