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Registered advisor
A••••• J•••• G••••••
Feed of 09/14/2026
Also filed as A••••• G••••••
At current firm
3 y
since Jun 29, 2023
In the industry
20 y
since Jul 24, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · Cromwell, Ct
- P••• A••••• S••••••••• L•• BD affiliatedJul 22, 2013 to Oct 17, 2014 · New Haven, Ct
- L•• F•••••••• L•• BD affiliatedOct 30, 2012 to May 28, 2013 · New Haven, Ct
- M•• I•••••••• S•••••••• L•• BD affiliatedDec 3, 2010 to Nov 2, 2012 · Hamden, Ct
- M•• F•••••••• S•••••••• I••• formerAug 23, 2006 to Dec 3, 2010 · Rocky Hill, Ct
Moves
a registration end followed by a registration begin elsewhere
- P••• A••••• S••••••••• L•• to C••••• I••••••••• A••••••• L••left Oct 17, 2014, registered Jun 29, 2023 (3177 days) · Other
- L•• F•••••••• L•• to P••• A••••• S••••••••• L••left May 28, 2013, registered Jul 22, 2013 (55 days) · Other
- M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••left Nov 2, 2012, registered Oct 30, 2012 (-3 days) · Other
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Dec 3, 2010, registered Dec 3, 2010 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address