RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• O•••••••
- Q• A•••• M••••••••• C••••••••• mixed wealth currentsince Jan 26, 2024 · Birmingham, Mi
- R•••••• W••••• independent RIAFeb 11, 2014 to Mar 27, 2023 · Troy, Mi
- P••••••• A••••••••• L•• independent RIANov 30, 2012 to Jan 31, 2014 · Bloomfield Hills, Mi
- W••••••••• A•••••••• L•• formerNov 30, 2012 to Jan 31, 2014 · Bloomfield Hills, Mi
- S•••• C•••••• M••••••••• L•• formerMay 21, 2012 to Nov 16, 2012 · Knoxville, Tn
- R•••••• W••••• independent RIAAug 10, 2011 to May 14, 2012 · Troy, Mi
- R•••••• W••••• independent RIAJun 17, 2010 to Jul 6, 2010 · Troy, Mi
- R•••••• W••••• to Q• A•••• M••••••••• C•••••••••left Mar 27, 2023, registered Jan 26, 2024 (305 days) · RIA to RIA
- P••••••• A••••••••• L•• to W••••••••• A•••••••• L••left Jan 31, 2014, registered Nov 30, 2012 (-427 days) · Other
- W••••••••• A•••••••• L•• to R•••••• W•••••left Jan 31, 2014, registered Feb 11, 2014 (11 days) · Other
- S•••• C•••••• M••••••••• L•• to P••••••• A••••••••• L••left Nov 16, 2012, registered Nov 30, 2012 (14 days) · Other
- R•••••• W••••• to S•••• C•••••• M••••••••• L••left May 14, 2012, registered May 21, 2012 (7 days) · Other
- J••••• O••••••• left R•••••• W••••• for Q• A•••• M••••••••• C••••••••• (registered 2024-01-26)Mar 27, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address