RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• G•••• M••••
- M••••• W••••• M••••••••• state registered currentsince Jul 6, 2026 · Tempe, Az
- W••••••• G••••• W••••• A••••••• independent RIADec 23, 2021 to Nov 1, 2023 · Valparaiso, In
- P••• P••••••• A••••••• L•• formerMay 20, 2019 to Dec 9, 2021 · Chicago, Il
- A••••••••• I••••••••• S•••••••• I••• independent RIAJun 25, 2014 to Apr 10, 2017 · Port Washington, Wi
- W••••••• F•••••••• S•••••••• I••• formerJun 25, 2012 to Jun 18, 2014 · West Bend, Wi
- M•• I•••••••• S•••••••• L•• BD affiliatedJul 25, 2008 to Sep 16, 2010 · Madison, Wi
- W••••••• G••••• W••••• A••••••• to M••••• W••••• M•••••••••left Nov 1, 2023, registered Jul 6, 2026 (978 days) · RIA to a state-registered adviser
- P••• P••••••• A••••••• L•• to W••••••• G••••• W••••• A•••••••left Dec 9, 2021, registered Dec 23, 2021 (14 days) · RIA to RIA
- A••••••••• I••••••••• S•••••••• I••• to P••• P••••••• A••••••• L••left Apr 10, 2017, registered May 20, 2019 (770 days) · Other
- W••••••• F•••••••• S•••••••• I••• to A••••••••• I••••••••• S•••••••• I•••left Jun 18, 2014, registered Jun 25, 2014 (7 days) · Other
- M•• I•••••••• S•••••••• L•• to W••••••• F•••••••• S•••••••• I•••left Sep 16, 2010, registered Jun 25, 2012 (648 days) · Other
- D•••••• G•••• M•••• left W••••••• G••••• W••••• A••••••• for M••••• W••••• M••••••••• (registered 2026-07-06)Nov 1, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address