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Registered advisor
S•••••• B•••••• M••
Feed of 09/14/2026
Also filed as S•••••• May
At current firm
1 y
since Aug 11, 2025
In the industry
19 y
since Jun 28, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Aug 11, 2025 · Orlando, Fl
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to Oct 3, 2024 · Winter Park, Fl
- M••••• K••••• • C••••••• L•• formerMay 27, 2010 to Feb 13, 2013 · Winter Park, Fl
- S••••••• I••••••••• S•••••••• I••• formerMar 5, 2009 to May 19, 2010 · Orlando, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to T••••• A••••••• S•••••••• I•••left Oct 3, 2024, registered Aug 11, 2025 (312 days) · Affiliated broker-dealer or bank to another
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
- S••••••• I••••••••• S•••••••• I••• to M••••• K••••• • C••••••• L••left May 19, 2010, registered May 27, 2010 (8 days) · Other
Signals
- S•••••• B•••••• M•• left R•••••• J•••• • A••••••••• I••• for T••••• A••••••• S•••••••• I••• (registered 2025-08-11)Oct 3, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address