DFX Intelligence
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Registered advisor
D••••• J••• W•••
Feed of 09/15/2026
Also filed as D••••• J• W••••••• W•••
At current firm
1 y
since Jan 24, 2025
In the industry
19 y
since Oct 4, 2006 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jan 24, 2025 · Vienna, Va
- O•••• F•• I••• formerJun 18, 2019 to Jan 24, 2025 · Rockville, Md
- T• A••••••••• I••••••••• M••••••••• L•• formerMar 29, 2018 to Aug 31, 2018 · Washington, Dc
- T• A••••••••• I••• formerMar 29, 2018 to Aug 31, 2018 · Washington, Dc
- S•••••••• A••••••• L•• national BDJun 25, 2013 to Aug 4, 2016 · Washington, Dc
- E•••••• C•••••• M••••••••• L•• formerSep 12, 2008 to Dec 10, 2010 · Arlington, Va
- A••••••••• F•••••••• S•••••••• L•• national BDOct 4, 2006 to Oct 20, 2006 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- O•••• F•• I••• to O•••• W•••••• I•••left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Aug 31, 2018, registered Mar 29, 2018 (-155 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Aug 31, 2018, registered Mar 29, 2018 (-155 days) · Other
- S•••••••• A••••••• L•• to T• A••••••••• I•••left Aug 4, 2016, registered Mar 29, 2018 (602 days) · Other
- E•••••• C•••••• M••••••••• L•• to S•••••••• A••••••• L••left Dec 10, 2010, registered Jun 25, 2013 (928 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to E•••••• C•••••• M••••••••• L••left Oct 20, 2006, registered Sep 12, 2008 (693 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address