DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••••• H••• K•••••

N•• E••• W•••••BD affiliatedStamford, Ct IA-onlyIAPD 5165893

Chartered Financial Analyst

Feed of 09/14/2026

Also filed as B•••••• K•••••

At current firm

1 y

since Apr 24, 2025

In the industry

16 y

since Aug 1, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

n/a

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N•• E••• W••••• BD affiliated current
since Apr 24, 2025 · Alpharetta, Ga
K••••• C•••••• former
Aug 19, 2022 to Jun 12, 2025 · Alpharetta, Ga
E••• C•••••• G••••• L•• former
Aug 17, 2018 to Aug 5, 2022 · Atlanta, Ga
E••• A•••••••• L•• former
Oct 16, 2017 to Aug 16, 2018 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

K••••• C•••••• to N•• E••• W•••••
left Jun 12, 2025, registered Apr 24, 2025 (-49 days) · Other
E••• C•••••• G••••• L•• to K••••• C••••••
left Aug 5, 2022, registered Aug 19, 2022 (14 days) · Other
E••• A•••••••• L•• to E••• C•••••• G••••• L••
left Aug 16, 2018, registered Aug 17, 2018 (1 days) · RIA to a newly registered adviser · moved with a team

Signals

B•••••• H••• K••••• left K••••• C•••••• for N•• E••• W••••• (registered 2025-04-24)
Jun 12, 2025 · Advisor changed firm · fact
B•••••• H••• K••••• left E••• C•••••• G••••• L•• for K••••• C•••••• (registered 2022-08-19)
Aug 5, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address