DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Edge Capital Group, LLC

Former SEC-registered adviserAtlanta, GeorgiaCRD 297596SEC 801-113638websiteIAPD
Latest filing Jun 21, 2024
First filing on the tape Jun 18, 2018 · 31 filings
SEC status approved since Jul 19, 2018
RAUM
$6.4B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
90%
$5.8B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
41
24 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
2
$79.9M gross assets
History
31 filings and snapshots on the tape
RAUM$6.4B as of Mar 28, 2024
Mar 18, 2019$3.6B then
HNW client RAUM$5.8B as of Mar 28, 2024
Mar 18, 2019$3.0B then
State-registered IARs (5.B.3)24 as of Mar 28, 2024
Mar 18, 201925 then
Employees (5.A)41 as of Mar 28, 2024
Mar 18, 201936 then
Private funds2 as of Mar 28, 2024
Mar 18, 20193 then
RAUM +22% over the last fiscal year+14% a year over threeIARs 21 to 24
Practice profile
derived from the filing of Jun 21, 2024; every figure names its basis
RAUM per advisor
$266MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
13derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$19.5MderivedHNW RAUM over HNW clients
Average account
$1.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
97%derivedof RAUM
Institutional
5.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.7derivedItem 5.A over advisors
Advisors per office
4.0derived6 offices incl. principal (1.F.5)
RAUM growth, one year
+22%derivedbetween the last two annual amendments
Advisor growth, one year
+14%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, pension consulting, selection of other advisers, otherreportedItem 5.G
Custody
$2.0B, 212 clientsreportedItem 9.A
Ownership
a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • a related person has custody of client cash (9.B.1.a)
  • an independent public accountant performs a surprise examination (9.C.1)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$5.8B90%
  • Charitable organizations$277M4.3%
  • Corporations and businesses$108M1.7%
  • Pooled investment vehicles$79.9M1.3%
  • State and municipal entities$70.5M1.1%
  • Investment companies$66.4M1.0%
  • Other investment advisers$16.5M0.3%
  • Individuals$3.0M0.0%
Individual clients
5reported
HNW clients
295reported
Pension plan clients
n/areported
Charitable clients
12reported
Accounts
3,299reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$2.0B for 212 clientsreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
3 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
Edge Discovery, LLCHedge Fund$75.2M38Mar 28, 2012
Esawf LLCno longer reportedHedge Fund$67.7M46Apr 19, 2012
Edge Private Opportunities Fund, LPPrivate Equity Fund$4.8M16Dec 3, 2013
Owners and control persons
Schedule A and B, latest filing
  • Morgan Henry Jones · Managing Partnercontrol
    since 09/2012 · owns less than 5%
  • Christopher Barrett Karvis · Chief Operating Officer And Chief Compliance Officercontrol
    since 12/2016 · owns less than 5%
  • Giordano Elizabeth Mackie · Partnercontrol
    since 01/2018 · owns less than 5%
  • Amis Albert Rayle · Partnercontrol
    since 02/2007 · owns less than 5%
  • J Dennis Sabo · Partnercontrol
    since 01/2018 · owns less than 5%
  • C William Skeean · Partnercontrol
    since 09/2012 · owns less than 5%
Entity owners
  • Focus Operating, LLC · Member (Manager)
    direct · owns 75% or more
  • Cd&R Ferdinand Co-Investor, L.P. · Partner
    indirect · owns 25% to 50% of Cd&R Ferdinand Holdings, L.P
  • Cd&R Ferdinand Holdings, L.P · Partner
    indirect · owns 50% to 75% of Ferdinand Ffp Ultimate Holdings, LP
  • Clayton, Dubilier & Rice Fund Xii, L.P. · Partner
    indirect · owns 50% to 75% of Cd&R Ferdinand Holdings, L.P
  • Ferdinand Ffp Acquisition, LLC · Shareholder, Class A Common Stock
    indirect · owns 75% or more of Focus Financial Partners, Inc.
  • Ferdinand Ffp Intermediate Holdings, LLC · Member
    indirect · owns 75% or more of Ferdinand Ffp Acquisition, LLC
  • Ferdinand Ffp Parent, Inc. · Member
    indirect · owns 75% or more of Ferdinand Ffp Intermediate Holdings, LLC
  • Ferdinand Ffp Ultimate Holdings, LP · Shareholder
    indirect · owns 75% or more of Ferdinand Ffp Parent, Inc.
  • Ferdinand Ffp Ultimate Holdings, LP · Shareholder, Class B Common Stock
    indirect · owns 75% or more of Focus Financial Partners, Inc.
  • Focus Financial Partners, Inc. · Member
    indirect · owns 75% or more of Focus Financial Partners, LLC
  • Focus Financial Partners, LLC · Member
    indirect · owns 75% or more of Focus Operating, LLC
Related persons
Schedule D 7.A
  • Focus Risk Solutions, LLC
    real estaten
Advisers that list Edge Capital Group, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Atlanta, Ga · principal000
Dallas, Tx000
Nashville, Tn000
Offices
Schedule D 1.F, the 25 largest
  • Dallas, TX8 employees
  • Charlotte, NC3 employees
  • Tampa, FL2 employees
  • Lexington, KY1 employees
  • Nashville, TN1 employees
What changed
consecutive filings, newest first
  • Accounts · 2,930 to 3,299
    Sep 27, 2023 to Mar 28, 2024
  • Advisory employees · 21 to 24
    Sep 27, 2023 to Mar 28, 2024
  • Charity clients · 5 to 12
    Sep 27, 2023 to Mar 28, 2024
  • Corporate clients · 5 to 6
    Sep 27, 2023 to Mar 28, 2024
  • HNW clients · 300 to 295
    Sep 27, 2023 to Mar 28, 2024
  • Individual clients · unset to 5.0
    Sep 27, 2023 to Mar 28, 2024
  • Assets in custody · $1.6B to $2.0B
    Sep 27, 2023 to Mar 28, 2024
  • Employees · 34 to 41
    Sep 27, 2023 to Mar 28, 2024
  • Financial planning clients · 26-50 to 101-250
    Sep 27, 2023 to Mar 28, 2024
  • State-registered IARs · 21 to 24
    Sep 27, 2023 to Mar 28, 2024
  • Discretionary RAUM · $5.0B to $6.2B
    Sep 27, 2023 to Mar 28, 2024
  • HNW RAUM · $4.9B to $5.8B
    Sep 27, 2023 to Mar 28, 2024
  • Individual RAUM · unset to 2970769.0
    Sep 27, 2023 to Mar 28, 2024
  • Non-discretionary RAUM · $257M to $210M
    Sep 27, 2023 to Mar 28, 2024
  • Pooled vehicle RAUM · $77.8M to $79.9M
    Sep 27, 2023 to Mar 28, 2024
  • RAUM · $5.2B to $6.4B
    Sep 27, 2023 to Mar 28, 2024
  • Accounts · 2,436 to 2,930
    Oct 18, 2022 to Mar 29, 2023
  • Charity clients · 10 to 5
    Oct 18, 2022 to Mar 29, 2023
  • Corporate clients · 8 to 5
    Oct 18, 2022 to Mar 29, 2023
  • HNW clients · 265 to 300
    Oct 18, 2022 to Mar 29, 2023
  • Individual clients · 3.0 to unset
    Oct 18, 2022 to Mar 29, 2023
  • Assets in custody · $1.3B to $1.6B
    Oct 18, 2022 to Mar 29, 2023
  • Employees · 35 to 34
    Oct 18, 2022 to Mar 29, 2023
  • Financial planning clients · 11-25 to 26-50
    Oct 18, 2022 to Mar 29, 2023
  • Other offices · 6 to 5
    Oct 18, 2022 to Mar 29, 2023
  • Discretionary RAUM · $4.6B to $5.0B
    Oct 18, 2022 to Mar 29, 2023
  • HNW RAUM · $4.2B to $4.9B
    Oct 18, 2022 to Mar 29, 2023
  • Individual RAUM · 802558.0 to unset
    Oct 18, 2022 to Mar 29, 2023
  • Non-discretionary RAUM · $307M to $257M
    Oct 18, 2022 to Mar 29, 2023
  • Pooled vehicle RAUM · $80.6M to $77.8M
    Oct 18, 2022 to Mar 29, 2023
  • RAUM · $4.9B to $5.2B
    Oct 18, 2022 to Mar 29, 2023
  • Accounts · 2,311 to 2,436
    Jun 2, 2021 to Mar 30, 2022
  • HNW clients · 237 to 265
    Jun 2, 2021 to Mar 30, 2022
  • Individual clients · 5 to 3
    Jun 2, 2021 to Mar 30, 2022
  • Pooled vehicle clients · 3 to 2
    Jun 2, 2021 to Mar 30, 2022
  • Assets in custody · $3.2B to $1.3B
    Jun 2, 2021 to Mar 30, 2022
  • Employees · 33 to 35
    Jun 2, 2021 to Mar 30, 2022
  • Financial planning clients · 26-50 to 11-25
    Jun 2, 2021 to Mar 30, 2022
  • Private funds · 3 to 2
    Jun 2, 2021 to Mar 30, 2022
  • Discretionary RAUM · $3.9B to $4.6B
    Jun 2, 2021 to Mar 30, 2022
Signals
34 dated events
  • Edge Capital Group, Llc no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $6.4B)
    May 2, 2025 · Left the SEC roster · derived
  • Nowland Bennett Gwynn left Edge Capital Group, Llc for Scs Capital Management Llc (registered 2025-05-20)
    Mar 13, 2025 · Advisor changed firm · fact
  • James Thomas Patrick left Edge Capital Group, Llc for New Edge Wealth (registered 2025-01-16)
    Mar 13, 2025 · Advisor changed firm · fact
  • William Jones Debutts left Edge Capital Group, Llc for New Edge Wealth (registered 2025-01-30)
    Mar 13, 2025 · Advisor changed firm · fact
  • Stephen Angelo Halkos left Edge Capital Group, Llc for Scs Capital Management Llc (registered 2025-02-24)
    Mar 13, 2025 · Advisor changed firm · fact
  • 2 advisors left Edge Capital Group, LLC (Atlanta, GA) for New Edge Wealth on the same day
    Mar 13, 2025 · Team lift-out · derived
  • Henry Morgan Jones left Edge Capital Group, Llc for Scs Capital Management Llc (registered 2025-02-24)
    Mar 3, 2025 · Advisor changed firm · fact
  • Paul Llewellyn Robertson left Edge Capital Group, Llc for Scs Capital Management Llc (registered 2025-03-03)
    Feb 24, 2025 · Advisor changed firm · fact
  • Lamar Whitworth Davis left Edge Capital Group, Llc for Scs Capital Management Llc (registered 2025-02-24)
    Feb 24, 2025 · Advisor changed firm · fact
  • Dennis J Sabo left Edge Capital Group, Llc for Scs Capital Management Llc (registered 2025-02-24)
    Feb 24, 2025 · Advisor changed firm · fact
  • Kevin William Vogel left Edge Capital Group, Llc for Scs Capital Management Llc (registered 2025-02-14)
    Feb 18, 2025 · Advisor changed firm · fact
  • Bradley Thomas Williams left Edge Capital Group, Llc for Scs Capital Management Llc (registered 2025-02-14)
    Feb 18, 2025 · Advisor changed firm · fact
  • Elizabeth Giordano Mackie left Edge Capital Group, Llc for Scs Capital Management Llc (registered 2025-02-18)
    Feb 18, 2025 · Advisor changed firm · fact
  • William C Skeean left Edge Capital Group, Llc for Scs Capital Management Llc (registered 2025-02-06)
    Feb 7, 2025 · Advisor changed firm · fact
  • Anna Katharyn Hendrix left Edge Capital Group, Llc for Scs Capital Management Llc (registered 2025-02-07)
    Feb 7, 2025 · Advisor changed firm · fact
  • Ansel Lewis Davis left Edge Capital Group, Llc for Scs Capital Management Llc (registered 2025-02-06)
    Feb 7, 2025 · Advisor changed firm · fact
  • Kendrick Ware Mattox left Edge Capital Group, Llc for Scs Capital Management Llc (registered 2025-02-06)
    Feb 6, 2025 · Advisor changed firm · fact
  • Jacobi Ray Padgett left Edge Capital Group, Llc for Scs Capital Management Llc (registered 2025-02-06)
    Feb 6, 2025 · Advisor changed firm · fact
  • Amanda Carol Henry left Edge Capital Group, Llc for Scs Capital Management Llc (registered 2025-02-03)
    Feb 6, 2025 · Advisor changed firm · fact
  • Shelby Grace Potz-Nielsen left Edge Capital Group, Llc for Scs Capital Management Llc (registered 2025-02-06)
    Feb 6, 2025 · Advisor changed firm · fact
  • Jacob Edward Baker left Edge Capital Group, Llc for Scs Capital Management Llc (registered 2025-02-06)
    Feb 6, 2025 · Advisor changed firm · fact
  • Albert Amis Rayle left Edge Capital Group, Llc for Scs Capital Management Llc (registered 2025-02-06)
    Feb 6, 2025 · Advisor changed firm · fact
  • Brad D Parsons left Edge Capital Group, Llc for Scs Capital Management Llc (registered 2025-02-06)
    Feb 6, 2025 · Advisor changed firm · fact
  • 5 advisors left Edge Capital Group, LLC (Dallas, TX) for Scs Capital Management LLC on the same day
    Feb 6, 2025 · Team lift-out · derived
  • Julius Peek Garlington left Edge Capital Group, Llc for Scs Capital Management Llc (registered 2025-03-03)
    Feb 4, 2025 · Advisor changed firm · fact
  • Edge Capital Group, LLC's advisors moved to Scs Capital Management LLC (Atlanta, GA): 14 of 22 registered, within 37 days
    Feb 4, 2025 · Firm absorbed (people side) · derived
  • Edward Neal Deaton left Edge Capital Group, Llc for Mbl Advisors (registered 2025-01-10)
    Jan 15, 2025 · Advisor changed firm · fact
  • Rebecca Montes left Edge Capital Group, Llc for Fidelity Personal And Workplace Advisors (registered 2024-12-23)
    Oct 23, 2023 · Advisor changed firm · fact
  • Ava Arjmand left Edge Capital Group, Llc for Summit Financial, Llc (registered 2025-03-10)
    Oct 23, 2023 · Advisor changed firm · fact
  • Brendan Hugh Keelan left Edge Capital Group, Llc for Keelan Capital (registered 2022-08-19)
    Aug 5, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026