N••••••• A•••••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Mar 1, 2023 · San Antonio, Tx
• C••••• I••••••••• A••••••• L•• BD affiliated
  Mar 24, 2016 to Feb 8, 2023 · Boca Raton, Fl
• S••••• F•••••••• G•••• I•• former
  Jun 12, 2015 to May 20, 2021 · Boca Raton, Fl
• T• R••• P•••• A••••••• S•••••••• I••• BD affiliated
  Sep 12, 2012 to Jun 3, 2013 · Boca Raton, Fl

• S••••• F•••••••• G•••• I•• to C••••• I••••••••• A••••••• L••
  left May 20, 2021, registered Mar 24, 2016 (-1883 days) · corporate re-registration, not a move
• T• R••• P•••• A••••••• S•••••••• I••• to S••••• F•••••••• G•••• I••
  left Jun 3, 2013, registered Jun 12, 2015 (739 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

17derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address