DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lori Susalla Oancea
Feed of 09/14/2026
Also filed as Lori L Susalla
At current firm
3 y
since Jun 20, 2023
In the industry
19 y
since Oct 24, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Jun 20, 2023 · Troy, Mi
- Cetera Advisor Networks LLC formerJun 9, 2021 to Jun 30, 2023 · Troy, Mi
- Voya Financial Advisors, Inc. BD affiliatedAug 13, 2019 to Jun 9, 2021 · Troy, Mi
- MML Investors Services, LLC BD affiliatedOct 22, 2018 to May 23, 2019 · Southfield, Mi
- Signator Investors, Inc. formerAug 17, 2015 to Jul 30, 2018 · Southfield, Mi
Moves
a registration end followed by a registration begin elsewhere
- Cetera Advisor Networks LLC to Cetera Investment Advisers LLCleft Jun 30, 2023, registered Jun 20, 2023 (-10 days) · corporate re-registration, not a move
- Voya Financial Advisors, Inc. to Cetera Advisor Networks LLCleft Jun 9, 2021, registered Jun 9, 2021 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- MML Investors Services, LLC to Voya Financial Advisors, Inc.left May 23, 2019, registered Aug 13, 2019 (82 days) · Affiliated broker-dealer or bank to another
- Signator Investors, Inc. to MML Investors Services, LLCleft Jul 30, 2018, registered Oct 22, 2018 (84 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address