M•••••• E•••• W•••••••

L•• F•••••••• L••BD affiliatedCharlottesville, Vadual registrantIAPD 5167872

Feed of 09/14/2026

Also filed as M•••••• W••••••••• W••••••••• E• W•••••••

At current firm

2 y

since Jul 8, 2024

In the industry

20 y

since Aug 18, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jul 8, 2024 · Charlottesville, Va
M•• I•••••••• S•••••••• L•• BD affiliated
Jul 24, 2020 to Jul 17, 2024 · Charlottesville, Va
W•••• F•••• A••••••• wirehouse
Apr 10, 2007 to Dec 22, 2009 · Charlottesville, Va

Moves

a registration end followed by a registration begin elsewhere

M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••
left Jul 17, 2024, registered Jul 8, 2024 (-9 days) · Affiliated broker-dealer or bank to another · moved with a team
W•••• F•••• A••••••• to M•• I•••••••• S•••••••• L••
left Dec 22, 2009, registered Jul 24, 2020 (3867 days) · Wirehouse to affiliated broker-dealer or bank

Signals

••• Locked
Jul 17, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address