S••••• A••• V••••••

• O•••• I••••••••• I••• BD affiliated current
  since Jan 30, 2020 · Meriden, Ct
• K•• I••••••••• S••••••• L•• BD affiliated
  Sep 21, 2016 to Nov 25, 2019 · Manchester, Ct
• L•• F•••••••• L•• BD affiliated
  Feb 23, 2016 to Sep 21, 2016 · Danielson, Ct
• C••••••• S••••••••• I••• BD affiliated
  Jun 28, 2014 to Feb 20, 2016 · Manchester, Ct

• K•• I••••••••• S••••••• L•• to O•••• I••••••••• I•••
  left Nov 25, 2019, registered Jan 30, 2020 (66 days) · Affiliated broker-dealer or bank to another
• L•• F•••••••• L•• to K•• I••••••••• S••••••• L••
  left Sep 21, 2016, registered Sep 21, 2016 (0 days) · Other · moved with a team
• C••••••• S••••••••• I••• to L•• F•••••••• L••
  left Feb 20, 2016, registered Feb 23, 2016 (3 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address