RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• I•••• H•••••
- B•• P•••••••• I••• BD affiliated currentsince Dec 5, 2025 · Cedar Rapids, Ia
- M•••••• S••••••••• A•••• M••••••••• L•• formerDec 9, 2016 to Dec 5, 2025 · Redwood Falls, Mn
- M•••••• I••••••••• A••••••• L•• formerJan 27, 2016 to Dec 31, 2016 · Redwood Falls, Mn
- M•••••• S••••••••• C••• I••• formerMar 28, 2014 to Apr 13, 2016 · Redwood Falls, Mn
- M•••••••• V••••• I••••••••• A••••••• L•• unclassifiedJan 15, 2014 to Sep 17, 2014 · Redwood Falls, Mn
- M•••••• S••••••••• A•••• M••••••••• L•• to B•• P•••••••• I•••left Dec 5, 2025, registered Dec 5, 2025 (0 days) · corporate re-registration, not a move
- M•••••• I••••••••• A••••••• L•• to M•••••• S••••••••• A•••• M••••••••• L••left Dec 31, 2016, registered Dec 9, 2016 (-22 days) · channel change inside one enterprise, not a move · moved with a team
- M•••••• S••••••••• C••• I••• to M•••••• I••••••••• A••••••• L••left Apr 13, 2016, registered Jan 27, 2016 (-77 days) · channel change inside one enterprise, not a move · moved with a team
- M•••••••• V••••• I••••••••• A••••••• L•• to M•••••• S••••••••• C••• I•••left Sep 17, 2014, registered Mar 28, 2014 (-173 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address