RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• W• H••••••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 6, 2025 · Plainwell, Mi
- R•••••• J•••• • A••••••••• I••• national BDSep 2, 2015 to Jan 10, 2025 · Grand Rapids, Mi
- W•••••• • R••• formerJun 24, 2014 to Sep 9, 2015 · Grand Rapids, Mi
- M••••• S•••••• wirehouseMar 6, 2013 to Jun 19, 2014 · Grand Rapids, Mi
- R•••••• J•••• • A••••••••• I••• to L•• F•••••••• L••left Jan 10, 2025, registered Jan 6, 2025 (-4 days) · Affiliated broker-dealer or bank to another
- W•••••• • R••• to R•••••• J•••• • A••••••••• I•••left Sep 9, 2015, registered Sep 2, 2015 (-7 days) · Other
- M••••• S•••••• to W•••••• • R•••left Jun 19, 2014, registered Jun 24, 2014 (5 days) · Other
- A•••• W• H•••••••• left R•••••• J•••• • A••••••••• I••• for L•• F•••••••• L•• (registered 2025-01-06)Jan 10, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address