RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• A••••• D••••••••
- C•••••• independent RIA currentsince Dec 14, 2022 · Itasca, Il
- B••••• D••••••• F•••• L•• formerSep 29, 2017 to Mar 31, 2023 · Itasca, Il
- A••••• F•••••••• P•••••••• I••• independent RIANov 16, 2011 to Aug 31, 2017 · Davenport, Ia
- B••••• D••••••• F•••• L•• to C••••••left Mar 31, 2023, registered Dec 14, 2022 (-107 days) · corporate re-registration, not a move
- A••••• F•••••••• P•••••••• I••• to B••••• D••••••• F•••• L••left Aug 31, 2017, registered Sep 29, 2017 (29 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address