DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Joseph Fischesser
Feed of 09/15/2026
Also filed as David Fischesser
At current firm
1 y
since Jun 20, 2025
In the industry
10 y
since Aug 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Ausdal Financial Partners, Inc. independent RIA currentsince Jun 20, 2025 · Wheaton, Il
- Osaic Wealth, Inc. BD affiliatedOct 11, 2024 to Jun 24, 2025 · Winfield, Il
- American Portfolios Advisors, Inc formerNov 8, 2021 to Oct 11, 2024 · Holbrook, Ny
- Grove Point Advisors, LLC formerJun 2, 2021 to Nov 9, 2021 · Rockville, Md
Moves
a registration end followed by a registration begin elsewhere
- Osaic Wealth, Inc. to Ausdal Financial Partners, Inc.left Jun 24, 2025, registered Jun 20, 2025 (-4 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- American Portfolios Advisors, Inc to Osaic Wealth, Inc.left Oct 11, 2024, registered Oct 11, 2024 (0 days) · corporate re-registration, not a move
- Grove Point Advisors, LLC to American Portfolios Advisors, Incleft Nov 9, 2021, registered Nov 8, 2021 (-1 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- David Joseph Fischesser left Osaic Wealth, Inc. for Ausdal Financial Partners, Inc. (registered 2025-06-20)Jun 24, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address