RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• R•••• H••••
- B•••••••• I••••••••• M••••••••• L•• asset manager currentsince Mar 16, 2026 · Princeton, Nj
- C••••••••• I••••••••• M••••••••• I••• independent RIAApr 29, 2009 to Apr 18, 2011 · Norwell, Ma
- A••••••• A•••• M••••••••• I••• mixed wealthSep 11, 2007 to Apr 28, 2009 · Melville, Ny
- C••••••••• I••••••••• M••••••••• I••• to B•••••••• I••••••••• M••••••••• L••left Apr 18, 2011, registered Mar 16, 2026 (5446 days) · Other
- A••••••• A•••• M••••••••• I••• to C••••••••• I••••••••• M••••••••• I•••left Apr 28, 2009, registered Apr 29, 2009 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address