DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Cassandra Wendy Alleyne
Feed of 09/15/2026
Also filed as Cassandra Wendy Alleyne-Smith
At current firm
10 y
since Jun 21, 2016
In the industry
19 y
since Oct 31, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Santander Securities BD affiliated currentsince Jun 21, 2016 · Harrisburg, Pa
- Stifel, Nicolaus & Company, Incorporated national BDAug 14, 2012 to Jun 14, 2016 · Allentown, Pa
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNov 12, 2007 to Aug 16, 2012 · Allentown, Pa
- Ameriprise Financial Services, LLC national BDNov 1, 2006 to Oct 18, 2007 · Center Valley, Pa
Moves
a registration end followed by a registration begin elsewhere
- Stifel, Nicolaus & Company, Incorporated to Santander Securitiesleft Jun 14, 2016, registered Jun 21, 2016 (7 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Stifel, Nicolaus & Company, Incorporatedleft Aug 16, 2012, registered Aug 14, 2012 (-2 days) · Wirehouse to affiliated broker-dealer or bank
- Ameriprise Financial Services, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Oct 18, 2007, registered Nov 12, 2007 (25 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address