DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard Domenick Capannola
Feed of 09/15/2026
At current firm
14 y
since Apr 24, 2012
In the industry
19 y
since Sep 20, 2006 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Northeast Planning Associates, Inc. independent RIA currentsince Jun 28, 2012 · Westfield, Ma
- LPL Financial LLC BD affiliated currentsince Apr 24, 2012 · Westfield, Ma
- Edward Jones national BDOct 18, 2006 to Apr 26, 2012 · Westfield, Ma
Moves
a registration end followed by a registration begin elsewhere
- Edward Jones to LPL Financial LLCleft Apr 26, 2012, registered Apr 24, 2012 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address