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Registered advisor
S•••••• G•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as S•••••• G•••••
At current firm
5 y
since Mar 16, 2021
In the industry
18 y
since Jan 1, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- G••••• C•••••• A•••••••• L•• state registered currentsince Mar 16, 2021 · Bountiful, Ut
- M•••• W••••• M••••••••• L•• unclassifiedOct 25, 2019 to Mar 15, 2021 · Franklin, Tn
- A•••• W••••• L•• unclassifiedOct 27, 2017 to Feb 6, 2018 · San Jose, Ca
- G••••• F•••••••• A••••••• formerSep 8, 2017 to Dec 31, 2019 · Salt Lake City, Ut
- J••••••• C•••••• M••••••••• independent RIAJan 10, 2011 to Oct 1, 2019 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- M•••• W••••• M••••••••• L•• to G••••• C•••••• A•••••••• L••left Mar 15, 2021, registered Mar 16, 2021 (1 days) · Other
- G••••• F•••••••• A••••••• to A•••• W••••• L••left Dec 31, 2019, registered Oct 27, 2017 (-795 days) · Other
- J••••••• C•••••• M••••••••• to G••••• F•••••••• A•••••••left Oct 1, 2019, registered Sep 8, 2017 (-753 days) · Other
- A•••• W••••• L•• to M•••• W••••• M••••••••• L••left Feb 6, 2018, registered Oct 25, 2019 (626 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address