DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J••••••• C•••••• M•••••••••
Legal name J••••••• C•••••• M••••••••• L••
Latest filing Mar 17, 2026
First filing on the tape Jan 12, 2012 · 32 filings
SEC status approved since Apr 7, 2004
RAUM
$563M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$556M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$188M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$563M as of Mar 17, 2026
Jan 12, 2012$110M then
HNW client RAUM$541M as of Mar 17, 2026
Feb 14, 2018$216M then
State-registered IARs (5.B.3)2 as of Mar 17, 2026
Jan 30, 20130 then
Employees (5.A)4 as of Mar 17, 2026
Jan 30, 20135 then
Private funds: no history
RAUM +19% over the last fiscal year+18% a year over threeIARs 3 to 2
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $188MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 38derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.5MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $89.3M, 63 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$541M96%
- Individuals$15.7M2.8%
- Charitable organizations$6.4M1.1%
- Individual clients
- 43reported
- HNW clients
- 72reported
- Pension plan clients
- n/areported
- Charitable clients
- 3reported
- Accounts
- 535reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $89.3M for 63 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••• M•••••• J••••••• | Salt Lake City, Ut | May 28, 1997 | 34 y | 1 |
| M•••••• R••• B••••Certified Financial Planner | Salt Lake City, Ut | Sep 15, 2017 | 11 y | 0 |
| F••••••• J••••••• | Salt Lake City, Ut | May 1, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- S•••••• G••••• to G••••• F•••••••• A•••••••Oct 1, 2019 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J•••••••• E•••• M•••••• · Principalcontrolsince 03/1996 · owns 50% to 75%
- M•••••••• L••••• N••••• · Chief Compliance Officercontrolsince 02/2023 · owns less than 5%
- J•••••••• A•• · Membersince 03/1996 · owns 50% to 75%
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Salt Lake City, Ut · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 17, 2026HNW share of RAUM moved from 3.0% to 96.0% between the annual amendments of 2025-02-27 and 2026-03-17peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 478 to 535Jan 5, 2026 to Mar 17, 2026
- Advisory employees · 4 to 2Jan 5, 2026 to Mar 17, 2026
- HNW clients · 46 to 72Jan 5, 2026 to Mar 17, 2026
- Individual clients · 63 to 43Jan 5, 2026 to Mar 17, 2026
- Assets in custody · $63.4M to $89.3MJan 5, 2026 to Mar 17, 2026
- Employees · 5 to 4Jan 5, 2026 to Mar 17, 2026
- State-registered IARs · 3 to 2Jan 5, 2026 to Mar 17, 2026
- Discretionary RAUM · $475M to $563MJan 5, 2026 to Mar 17, 2026
- HNW RAUM · $14.5M to $541MJan 5, 2026 to Mar 17, 2026
- Individual RAUM · $453M to $15.7MJan 5, 2026 to Mar 17, 2026
- RAUM · $475M to $563MJan 5, 2026 to Mar 17, 2026
- Accounts · 434 to 478Apr 12, 2024 to Feb 27, 2025
- HNW clients · 44 to 46Apr 12, 2024 to Feb 27, 2025
- Individual clients · 61 to 63Apr 12, 2024 to Feb 27, 2025
- Assets in custody · $55.0M to $63.4MApr 12, 2024 to Feb 27, 2025
- Employees · 6 to 5Apr 12, 2024 to Feb 27, 2025
- Financial planning clients · 1-10 to 1-10Apr 12, 2024 to Feb 27, 2025
- State-registered IARs · 4 to 3Apr 12, 2024 to Feb 27, 2025
- Discretionary RAUM · $428M to $475MApr 12, 2024 to Feb 27, 2025
- HNW RAUM · $390M to $14.5MApr 12, 2024 to Feb 27, 2025
- Individual RAUM · $24.8M to $453MApr 12, 2024 to Feb 27, 2025
- RAUM · $428M to $475MApr 12, 2024 to Feb 27, 2025
- Accounts · 372 to 434Dec 19, 2023 to Feb 23, 2024
- Charity clients · 2 to 3Dec 19, 2023 to Feb 23, 2024
- HNW clients · 59 to 44Dec 19, 2023 to Feb 23, 2024
- Individual clients · 45 to 61Dec 19, 2023 to Feb 23, 2024
- Assets in custody · $62.3M to $55.0MDec 19, 2023 to Feb 23, 2024
- Employees · 5 to 6Dec 19, 2023 to Feb 23, 2024
- Financial planning clients · 101-250 to 1-10Dec 19, 2023 to Feb 23, 2024
- Discretionary RAUM · $345M to $428MDec 19, 2023 to Feb 23, 2024
- HNW RAUM · $321M to $390MDec 19, 2023 to Feb 23, 2024
- Individual RAUM · $13.0M to $24.8MDec 19, 2023 to Feb 23, 2024
- RAUM · $345M to $428MDec 19, 2023 to Feb 23, 2024
- Accounts · 354 to 372Aug 26, 2022 to Feb 24, 2023
- Advisory employees · 2 to 4Aug 26, 2022 to Feb 24, 2023
- HNW clients · 45 to 59Aug 26, 2022 to Feb 24, 2023
- Individual clients · 49 to 45Aug 26, 2022 to Feb 24, 2023
- Assets in custody · unset to 62308202.0Aug 26, 2022 to Feb 24, 2023
- Custody of client assets · false to trueAug 26, 2022 to Feb 24, 2023
- Employees · 3 to 5Aug 26, 2022 to Feb 24, 2023
Signals
1 dated events
- N••••• L•••• M••••••• (Chief Compliance Officer) appeared on Schedule A of J••••••• C•••••• M•••••••••Feb 24, 2023 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 801-746-7171reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/jacobsen-capital-managementreportedpublic record, Form ADV, Sep 19, 2026
- Website
- J•••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 801-746-7171reportedpublic record, Form ADV, Mar 17, 2026
- Contact form
- j•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- j•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $188Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026