DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• M•••• H•••••

O•••• W•••••• I•••BD affiliatedCarmel, Indual registrantIAPD 5184086

Feed of 09/14/2026

At current firm

2 y

since Jun 18, 2024

In the industry

20 y

since Sep 15, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Jun 18, 2024 · Carmel, In
L•• F•••••••• L•• BD affiliated
Dec 5, 2018 to Jun 26, 2024 · Fishers, In
O•••• W•••••• I••• BD affiliated
Nov 2, 2018 to Dec 7, 2018 · Carmel, In
S••••••• I••••••••• I••• former
May 13, 2016 to Nov 2, 2018 · Carmel, In
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Apr 9, 2010 to May 13, 2016 · Carmel, In
C•••• I••••••••• S••••••• C•••• former
May 14, 2008 to Apr 13, 2010 · Carmel, In
W•••• F•••• A••••••• wirehouse
Jan 1, 2008 to May 14, 2008 · Indianapolis, In
A• G• E•••••• • S•••• I••• unclassified
Sep 18, 2006 to Jan 1, 2008 · Indianapolis, In

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to O•••• W•••••• I•••
left Jun 26, 2024, registered Jun 18, 2024 (-8 days) · Affiliated broker-dealer or bank to another
O•••• W•••••• I••• to L•• F•••••••• L••
left Dec 7, 2018, registered Dec 5, 2018 (-2 days) · Affiliated broker-dealer or bank to independent RIA
S••••••• I••••••••• I••• to O•••• W•••••• I•••
left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
T••••••••• F•••••••• A•••••••• L•• to S••••••• I••••••••• I•••
left May 13, 2016, registered May 13, 2016 (0 days) · corporate re-registration, not a move
C•••• I••••••••• S••••••• C•••• to T••••••••• F•••••••• A•••••••• L••
left Apr 13, 2010, registered Apr 9, 2010 (-4 days) · Other
W•••• F•••• A••••••• to C•••• I••••••••• S••••••• C••••
left May 14, 2008, registered May 14, 2008 (0 days) · Other
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

J••• M•••• H••••• left L•• F•••••••• L•• for O•••• W•••••• I••• (registered 2024-06-18)
Jun 26, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address