C••• C•••••

• T• P•••••• C••••• W••••• L•• BD affiliated current
  since Jul 19, 2022 · Charlotte, Nc
• L•• F•••••••• L•• BD affiliated
  Sep 26, 2012 to Jul 20, 2022 · Fort Mill, Sc
• W•••• F•••• A••••••• wirehouse
  Jul 5, 2010 to Sep 20, 2012 · Charlotte, Nc

• L•• F•••••••• L•• to T• P•••••• C••••• W••••• L••
  left Jul 20, 2022, registered Jul 19, 2022 (-1 days) · RIA to affiliated broker-dealer or bank
• W•••• F•••• A••••••• to L•• F•••••••• L••
  left Sep 20, 2012, registered Sep 26, 2012 (6 days) · Other

• ••• Locked
  Jul 20, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address