RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• B••••••• G•••••••
- B•••••• W••••• A•••••••• L•• independent RIA currentsince Sep 19, 2018 · Acworth, Ga
- P••• C••••••• P••••••• independent RIAMay 23, 2018 to Jul 23, 2018 · Houston, Tx
- B•••••• W••••• A•••••••• L•• independent RIAApr 19, 2010 to Dec 15, 2017 · New Bern, Nc
- S•••••••• F•••••••• S••••••• state registeredJan 4, 2008 to Apr 5, 2010 · Altamonte Springs, Fl
- P••• C••••••• P••••••• to B•••••• W••••• A•••••••• L••left Jul 23, 2018, registered Sep 19, 2018 (58 days) · RIA to RIA
- B•••••• W••••• A•••••••• L•• to P••• C••••••• P•••••••left Dec 15, 2017, registered May 23, 2018 (159 days) · Other
- S•••••••• F•••••••• S••••••• to B•••••• W••••• A•••••••• L••left Apr 5, 2010, registered Apr 19, 2010 (14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address