DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
B•••••• W••••• A•••••••• L••
Latest filing Mar 2, 2026
First filing on the tape Feb 15, 2012 · 61 filings
SEC status approved since Sep 18, 2013
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$1.0B individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$100M
derived; firm RAUM over IAPD count
Employees
14
9 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
61 filings and snapshots on the tape
RAUM$1.0B as of Mar 2, 2026
Feb 15, 2012$68.1M then
HNW client RAUM$948M as of Mar 2, 2026
Feb 28, 2018$341M then
State-registered IARs (5.B.3)9 as of Mar 2, 2026
Feb 15, 20120 then
Employees (5.A)14 as of Mar 2, 2026
Mar 17, 201410 then
Private funds: no history
RAUM +18% over the last fiscal year+18% a year over threeIARs 10 to 9
Practice profile
derived from the filing of Mar 2, 2026; every figure names its basis
- RAUM per advisor
- $100MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 35derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.8MderivedHNW RAUM over HNW clients
- Average account
- $585,371derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 2.0derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- -10%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.3%derived
- Compensation
- hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Custody
- $428M, 251 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$948M94%
- Individuals$55.5M5.5%
- Corporations and businesses$574,0330.1%
- Individual clients
- 102reported
- HNW clients
- 248reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,716reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $428M for 251 clientsreported
- Compensation
- fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• L••••••• B••••Chartered Financial Analyst | New Bern, Nc | Jul 24, 2003 | 27 y | 0 |
| M••••••• V••••••Certified Financial Planner | Livermore, Ca | Sep 18, 2013 | 20 y | 1 |
| A••••• J•••• | New Bern, Nc | May 10, 2018 | 10 y | 0 |
| J••• B••••••• G•••••••Certified Financial Planner, Chartered Financial Analyst | Acworth, Ga | Sep 19, 2018 | 18 y | 3 |
| C••••••• L••• B••••••Personal Financial Specialist | New Bern, Nc | May 26, 2020 | 13 y | 1 |
| C••••••• J••••Certified Financial Planner | Acworth, Ga | Jan 26, 2021 | 12 y | 0 |
| M•••• S•••Certified Financial Planner | New Bern, Nc | Jan 26, 2022 | 10 y | 0 |
| T••• L••••••• H•••••Personal Financial Specialist | New Bern, Nc | Jul 15, 2022 | 15 y | 1 |
| J••• A• S•••••Certified Financial Planner | New Bern, Nc | Jan 5, 2024 | 15 y | 1 |
| J••• A•••••• N••••• | New Bern, Nc | Jul 27, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount3 left over 36 months
Left, latest
- J•••••• A••••• M••• to E•••••••••Mar 10, 2025 · RIA to RIA
- T••••• C•••• K•••••••• R•••••••• to S••••• I••••••••• A•••••••• L••Sep 25, 2024 · RIA to RIA
- J•••• G•••• M••••• to O•• P••• F••••••Feb 28, 2024 · RIA to RIA
- S••• M••••••• L•••• to C••• W•••••• L••Aug 1, 2023 · RIA to RIA
- L••• B•••• M••••••• to C••••• P••••••• L••Apr 11, 2022 · RIA to RIA
- S•••••• E••••• F••••••• to E•••••••••Dec 22, 2021 · RIA to RIA
- S•••••• F•••••••• H•••••••• to R•• F•••••••• A••••••• I••Dec 22, 2021 · RIA to RIA
- B•••••• S•••• to E• W••••• A•••••••Nov 24, 2021 · RIA to RIA
- A•••• M•••••• S••••• to S•••••••• L••Nov 9, 2018 · RIA to RIA
- J••• B••••••• G••••••• to P••• C••••••• P•••••••Dec 15, 2017 · Other
- R•••••• G•••• to S•••• W••••• M•••••••••Nov 7, 2016 · Other
- R•••• G•••••• L•••• to N• S•••• • A••••••••• P•••Mar 11, 2016 · Other
Joined, latest
- J••• A• S••••• from E•••••••• A•••••••• L••Jan 5, 2024 · Affiliated broker-dealer or bank to independent RIA
- J•••• G•••• M••••• from M•••• W••••• M••••••••• L••Mar 9, 2023 · Other
- T••• L••••••• H••••• from A•••••• C•••••• M••••••••• I•••Jul 15, 2022 · RIA to RIA
- T••••• C•••• K•••••••• R•••••••• from E• W••••• A•••••••May 19, 2022 · RIA to RIA
- C••••••• L••• B•••••• from A•••••• C•••••• M••••••••• I•••May 26, 2020 · Other
- J••• B••••••• G••••••• from P••• C••••••• P•••••••Sep 19, 2018 · RIA to RIA
- A•••• M•••••• S••••• from D•••• F•••••••• A•••••••• I••Aug 24, 2016 · Other
- S•••••• E••••• F••••••• from A• W•••••Aug 23, 2016 · Other
- R•••• G•••••• L•••• from L••••••••• F••••••••• I•••Aug 27, 2015 · Other
- B•••••• S•••• from P••••••••• F•••••••• A•••••••Sep 18, 2013 · Other
- M••••••• V•••••• from P••••••••• F•••••••• A•••••••Sep 18, 2013 · Other
- R•••••• G•••• from P••••••••• F•••••••• A•••••••Sep 18, 2013 · Other
- J••• B••••••• G••••••• from S•••••••• F•••••••• S•••••••Apr 19, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• D••••• L••••••• · Managing Member, Chief Compliance Officer, Chief Executive Officercontrolsince 01/1999 · owns less than 5%
- B••••• C•••••••• W•••• · Ownercontrolsince 01/2023 · owns 50% to 75% of B•••••• M••••••••• T••• L••
- B••••• D••••• L••••••• · Ownercontrolsince 01/2023 · owns 50% to 75% of B•••••• M••••••••• T••• L••
Entity owners
- A•••• S••••••• G••••• L•• · Memberdirect · owns 75% or more
- B•••••• W• H•••••••• L•• · Ownerdirect · owns 75% or more
- B•••••• M••••••••• T••• L•• · Ownerindirect · owns F of B•••••• W• H•••••••• L••
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New Bern, Nc · principal | 10 | 1 | 0 | ||
| Acworth, Ga | 2 | 0 | 0 | ||
| Durham, Nc | 0 | 0 | 0 | ||
| Plano, Tx | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 2, 2026B••••• C•••••••• W•••• (OWNER) left Schedule A between the filings of 2023-03-18 and 2026-03-02peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 1,608 to 1,716Feb 9, 2026 to Mar 2, 2026
- Corporate clients · 2 to 1Feb 9, 2026 to Mar 2, 2026
- HNW clients · 230 to 248Feb 9, 2026 to Mar 2, 2026
- Individual clients · 119 to 102Feb 9, 2026 to Mar 2, 2026
- Assets in custody · $373M to $428MFeb 9, 2026 to Mar 2, 2026
- Employees · 13 to 14Feb 9, 2026 to Mar 2, 2026
- State-registered IARs · 10 to 9Feb 9, 2026 to Mar 2, 2026
- Discretionary RAUM · $850M to $1.0BFeb 9, 2026 to Mar 2, 2026
- HNW RAUM · $781M to $948MFeb 9, 2026 to Mar 2, 2026
- Individual RAUM · $64.6M to $55.5MFeb 9, 2026 to Mar 2, 2026
- RAUM · $850M to $1.0BFeb 9, 2026 to Mar 2, 2026
- Related adviser · false to trueFeb 9, 2026 to Mar 2, 2026
- Accounts · 1,559 to 1,608Oct 21, 2024 to Apr 15, 2025
- Advisory activities · 3 to 4Oct 21, 2024 to Apr 15, 2025
- Corporate clients · 3 to 2Oct 21, 2024 to Apr 15, 2025
- HNW clients · 197 to 230Oct 21, 2024 to Apr 15, 2025
- Individual clients · 149 to 119Oct 21, 2024 to Apr 15, 2025
- Assets in custody · $327M to $373MOct 21, 2024 to Apr 15, 2025
- Employees · 14 to 13Oct 21, 2024 to Apr 15, 2025
- Financial planning clients · 251-500 to 251-500Oct 21, 2024 to Apr 15, 2025
- Other offices · 5 to 4Oct 21, 2024 to Apr 15, 2025
- Discretionary RAUM · $730M to $850MOct 21, 2024 to Apr 15, 2025
- HNW RAUM · $639M to $781MOct 21, 2024 to Apr 15, 2025
- Individual RAUM · $86.8M to $64.6MOct 21, 2024 to Apr 15, 2025
- RAUM · $730M to $850MOct 21, 2024 to Apr 15, 2025
- Other offices · 6 to 5Aug 14, 2024 to Sep 25, 2024
- Other offices · 5 to 6Mar 21, 2024 to Apr 15, 2024
- Accounts · 1,474 to 1,559Oct 30, 2023 to Mar 21, 2024
- Advisory employees · 11 to 9Oct 30, 2023 to Mar 21, 2024
- Corporate clients · 4 to 3Oct 30, 2023 to Mar 21, 2024
- HNW clients · 187 to 197Oct 30, 2023 to Mar 21, 2024
- Individual clients · 156 to 149Oct 30, 2023 to Mar 21, 2024
- Assets in custody · $274M to $327MOct 30, 2023 to Mar 21, 2024
- Employees · 18 to 14Oct 30, 2023 to Mar 21, 2024
- State-registered IARs · 12 to 10Oct 30, 2023 to Mar 21, 2024
- Other offices · 6 to 5Oct 30, 2023 to Mar 21, 2024
- Discretionary RAUM · $612M to $730MOct 30, 2023 to Mar 21, 2024
- HNW RAUM · $527M to $639MOct 30, 2023 to Mar 21, 2024
- Individual RAUM · $81.5M to $86.8MOct 30, 2023 to Mar 21, 2024
- RAUM · $612M to $730MOct 30, 2023 to Mar 21, 2024
Signals
6 dated events
- J•••••• A••••• M••• left B•••••• W••••• A•••••••• L•• for Evoadvisors (registered 2025-06-24)Mar 10, 2025 · Advisor changed firm · fact
- T••••• C•••• K•••••••• R•••••••• left B•••••• W••••• A•••••••• L•• for S••••• I••••••••• A•••••••• L•• (registered 2024-10-07)Sep 25, 2024 · Advisor changed firm · fact
- J•••• G•••• M••••• left B•••••• W••••• A•••••••• L•• for O•• P••• F•••••• (registered 2024-03-20)Feb 28, 2024 · Advisor changed firm · fact
- S••• M••••••• L•••• left B•••••• W••••• A•••••••• L•• for C••• W•••••• L•• (registered 2023-09-06)Aug 1, 2023 · Advisor changed firm · fact
- L••• B•••• M••••••• left B•••••• W••••• A•••••••• L•• for C••••• P••••••• L•• (registered 2025-01-09)Apr 11, 2022 · Advisor changed firm · fact
- D••• B•••• • C••• L•• filed its initial SEC registration (Form ADV)Sep 12, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 252-633-0107reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/bluesky-wealth-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- B••••••WA.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 252-633-0107reportedpublic record, Form ADV, Mar 2, 2026
- t••• profile url
- blueskywa.com/who-we-are/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $100Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026