DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Dustin Andersen
Feed of 09/14/2026
Also filed as Dustin Andersen
At current firm
0 y
since Feb 26, 2026
In the industry
20 y
since Jul 1, 2006 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Charles Schwab & Co., Inc. national BD currentsince Feb 26, 2026 · Omaha, Ne
- Cwm, LLC BD affiliatedFeb 28, 2024 to Jan 20, 2026 · Omaha, Ne
- Orion Portfolio Solutions, LLC BD affiliatedJan 26, 2023 to Oct 4, 2023 · Omaha, Ne
- Orion Portfolio Solutions, LLC formerAug 15, 2022 to Jan 6, 2023 · Omaha, Ne
- Charles Schwab & Co., Inc. national BDFeb 4, 2022 to Jul 27, 2022 · Omaha, Ne
- Td Ameritrade Investment Management, LLC formerSep 4, 2018 to Jul 27, 2022 · Omaha, Ne
- Td Ameritrade Investment Management, LLC formerJun 7, 2007 to Dec 31, 2010 · Bellevue, Ne
- Td Ameritrade, Inc. formerJun 7, 2007 to Jul 27, 2022 · Omaha, Ne
Moves
a registration end followed by a registration begin elsewhere
- Cwm, LLC to Charles Schwab & Co., Inc.left Jan 20, 2026, registered Feb 26, 2026 (37 days) · Affiliated broker-dealer or bank to another
- Orion Portfolio Solutions, LLC to Cwm, LLCleft Oct 4, 2023, registered Feb 28, 2024 (147 days) · Affiliated broker-dealer or bank to another
- Orion Portfolio Solutions, LLC to Orion Portfolio Solutions, LLCleft Jan 6, 2023, registered Jan 26, 2023 (20 days) · corporate re-registration, not a move
- Td Ameritrade Investment Management, LLC to Charles Schwab & Co., Inc.left Jul 27, 2022, registered Feb 4, 2022 (-173 days) · channel change inside one enterprise, not a move
- Charles Schwab & Co., Inc. to Orion Portfolio Solutions, LLCleft Jul 27, 2022, registered Aug 15, 2022 (19 days) · Affiliated broker-dealer or bank to independent RIA
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Jul 27, 2022, registered Sep 4, 2018 (-1422 days) · channel change inside one enterprise, not a move
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Dec 31, 2010, registered Jun 7, 2007 (-1303 days) · channel change inside one enterprise, not a move
Signals
- Dustin Andersen left Cwm, Llc for Charles Schwab & Co., Inc. (registered 2026-02-26)Jan 20, 2026 · Advisor changed firm · fact
- Dustin Andersen left Orion Portfolio Solutions, Llc for Cwm, Llc (registered 2024-02-28)Oct 4, 2023 · Advisor changed firm · fact
- Dustin Andersen left Charles Schwab & Co., Inc. for Orion Portfolio Solutions, Llc (registered 2022-08-15)Jul 27, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address