DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joseph T Lindquist
Feed of 09/15/2026
At current firm
11 y
since Nov 7, 2014
In the industry
20 y
since Sep 12, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Robert W. Baird & Co. Incorporated mixed wealth currentsince Nov 7, 2014 · Mt Vernon, Wa
- Mcadams Wright Ragen, Inc. formerFeb 11, 2011 to Nov 7, 2014 · Mount Vernon, Wa
- Morgan Stanley wirehouseJun 1, 2009 to Feb 23, 2011 · Mount Veron, Wa
- Citigroup Global Markets Inc. BD affiliatedOct 5, 2006 to Jun 1, 2009 · Mount Veron, Wa
Moves
a registration end followed by a registration begin elsewhere
- Mcadams Wright Ragen, Inc. to Robert W. Baird & Co. Incorporatedleft Nov 7, 2014, registered Nov 7, 2014 (0 days) · corporate re-registration, not a move
- Morgan Stanley to Mcadams Wright Ragen, Inc.left Feb 23, 2011, registered Feb 11, 2011 (-12 days) · Other
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
- Joseph T Lindquist added a FL registration at Robert W. Baird & Co. IncorporatedSep 14, 2026 · New state registration · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address