RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H••••• B••• R•••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 10, 2022 · Idaho Springs, Co
- T•••••• C••••••• I••• independent RIAJan 26, 2016 to Sep 8, 2022 · Denver, Co
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerSep 3, 2009 to Nov 29, 2017 · Denver, Co
- T•••••• C••••••• I••• to L•• F•••••••• L••left Sep 8, 2022, registered Aug 10, 2022 (-29 days) · RIA to RIA
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to T•••••• C••••••• I•••left Nov 29, 2017, registered Jan 26, 2016 (-673 days) · Other · moved with a team
- H••••• B••• R••••• left T•••••• C••••••• I••• for L•• F•••••••• L•• (registered 2022-08-10)Sep 8, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address