RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• C• C•••
- J••• M••••• S••••••••• L•• wirehouse currentsince Jul 31, 2023 · Naples, Fl
- N••••••• T•••• S••••••••• I•• BD affiliatedApr 19, 2007 to Dec 31, 2009 · Bonita Springs, Fl
- N••••••• T•••• S••••••••• I•• to J••• M••••• S••••••••• L••left Dec 31, 2009, registered Jul 31, 2023 (4960 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address