J•••• R••••• J•••••

• M••••• G••••• A••••••• I••• independent RIA current
  since Jan 7, 2026 · Denver, Co
• O•••••••• P••••••• unclassified
  Sep 30, 2011 to Feb 29, 2020 · Nashville, Tn
• W•••••• • R••• former
  Feb 5, 2009 to Sep 6, 2011 · Nashville, Tn
• A••••••••• F•••••••• S•••••••• L•• national BD
  Sep 28, 2006 to Jan 21, 2009 · Seattle, Wa

• O•••••••• P••••••• to M••••• G••••• A••••••• I•••
  left Feb 29, 2020, registered Jan 7, 2026 (2139 days) · Other
• W•••••• • R••• to O•••••••• P•••••••
  left Sep 6, 2011, registered Sep 30, 2011 (24 days) · Other
• A••••••••• F•••••••• S•••••••• L•• to W•••••• • R•••
  left Jan 21, 2009, registered Feb 5, 2009 (15 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address